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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTY icon
676
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$706K 0.02%
38,576
-18,586
-33% -$371K
CAG icon
677
Conagra Brands
CAG
$7.27B
$703K 0.02%
20,754
+4,053
+24% +$137K
FDD icon
678
First Trust STOXX European Select Dividend Income Fund
FDD
$860M
$702K 0.02%
50,486
-5,985
-11% -$87.5K
FISV
679
Fiserv Inc
FISV
$27.9B
$697K 0.02%
6,425
+2,186
+52% +$244K
LYB icon
680
LyondellBasell Industries
LYB
$19B
$695K 0.02%
7,409
+356
+5% +$34.9K
CSGP icon
681
CoStar Group
CSGP
$12.1B
$693K 0.02%
8,051
-1,279
-14% -$111K
ROP icon
682
Roper Technologies
ROP
$37.2B
$690K 0.02%
1,546
+26
+2% +$12.5K
VLO icon
683
Valero Energy
VLO
$90.5B
$686K 0.02%
9,720
+21
+0.2% +$1.4K
IMCB icon
684
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$683K 0.02%
10,264
+79
+0.8% +$5.36K
FDVV icon
685
Fidelity High Dividend ETF
FDVV
$10.1B
$680K 0.02%
18,391
-441
-2% -$16.8K
IQDY icon
686
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$109M
$680K 0.02%
22,815
+4,792
+27% +$148K
NNN icon
687
NNN REIT
NNN
$9.4B
$679K 0.02%
15,712
+8
+0.1% +$376
CIK
688
Credit Suisse Asset Management Income Fund
CIK
$134M
$677K 0.02%
195,117
+481
+0.2% +$1.67K
VMBS icon
689
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$677K 0.02%
12,698
+1,602
+14% +$85.6K
UAL icon
690
United Airlines
UAL
$38.6B
$676K 0.02%
14,211
-1,465
-9% -$69K
GH icon
691
Guardant Health
GH
$19.3B
$674K 0.02%
5,390
-1,622
-23% -$193K
GDV icon
692
Gabelli Dividend & Income Trust
GDV
$2.62B
$670K 0.02%
25,970
+2,628
+11% +$69.6K
VGK icon
693
Vanguard FTSE Europe ETF
VGK
$30.1B
$669K 0.02%
10,191
-373
-4% -$25.6K
SFIX
694
Stitch Fix
SFIX
$523M
$668K 0.02%
16,711
-1,880
-10% -$87.9K
SRET icon
695
Global X SuperDividend REIT ETF
SRET
$237M
$664K 0.02%
23,288
+3,943
+20% +$115K
CTRA
696
DELISTED
Coterra Energy
CTRA
$660K 0.02%
30,336
+1,060
+4% +$18.2K
RVTY icon
697
Revvity
RVTY
$12.1B
$660K 0.02%
3,806
-1,110
-23% -$196K
VFH icon
698
Vanguard Financials ETF
VFH
$13.5B
$660K 0.02%
7,119
-590
-8% -$54.4K
OKE icon
699
Oneok
OKE
$56.9B
$659K 0.02%
11,356
+1,715
+18% +$92.2K
RETA
700
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$658K 0.02%
6,544
+184
+3% +$21.6K
26 27
28
29 30

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.