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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
676
Morgan Stanley
MS
$337B
$406K 0.02%
8,404
-2,287
-21% -$115K
BBY icon
677
Best Buy
BBY
$18.6B
$405K 0.02%
3,640
+175
+5% +$17.9K
CSIQ icon
678
Canadian Solar
CSIQ
$936M
$405K 0.02%
+11,534
New +$308K
EPD icon
679
Enterprise Products Partners
EPD
$82.5B
$404K 0.02%
25,575
-2,195
-8% -$38.5K
ZBH icon
680
Zimmer Biomet
ZBH
$17.8B
$404K 0.02%
3,057
-139
-4% -$18.2K
LEG icon
681
Leggett & Platt
LEG
$1.5B
$403K 0.02%
9,791
+2,269
+30% +$90.1K
KHC icon
682
Kraft Heinz
KHC
$31.1B
$402K 0.02%
13,420
-597
-4% -$19.9K
WY icon
683
Weyerhaeuser
WY
$17.2B
$402K 0.02%
14,107
+617
+5% +$16.9K
NUM
684
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$402K 0.02%
28,315
+4,567
+19% +$64.2K
OTIS icon
685
Otis Worldwide
OTIS
$27.9B
$401K 0.02%
6,431
-181
-3% -$11.1K
UTG icon
686
Reaves Utility Income Fund
UTG
$3.64B
$401K 0.02%
12,804
+3,364
+36% +$106K
XLRE icon
687
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$401K 0.02%
11,375
-6,245
-35% -$223K
IDCC icon
688
InterDigital
IDCC
$6.7B
$398K 0.02%
6,983
-323
-4% -$19.4K
MJ icon
689
Amplify Alternative Harvest ETF
MJ
$101M
$398K 0.02%
3,187
-108
-3% -$16.1K
DHI icon
690
D.R. Horton
DHI
$41.3B
$397K 0.02%
+5,248
New +$358K
PTY icon
691
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$396K 0.02%
24,568
+2,715
+12% +$43K
EAGG icon
692
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$394K 0.02%
6,968
-3,675
-35% -$209K
PCI
693
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$389K 0.02%
19,351
-2,083
-10% -$39.8K
EA icon
694
Electronic Arts
EA
$52.4B
$388K 0.02%
2,973
-2,902
-49% -$396K
AZO icon
695
AutoZone
AZO
$50.2B
$387K 0.02%
+329
New +$389K
CHGG icon
696
Chegg
CHGG
$110M
$386K 0.02%
5,403
+1,391
+35% +$102K
JHG
697
DELISTED
Janus Henderson
JHG
$386K 0.02%
+17,771
New +$369K
RSPU icon
698
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$551M
$386K 0.02%
8,188
-2,040
-20% -$96.8K
SNDX icon
699
Syndax Pharmaceuticals
SNDX
$1.82B
$386K 0.02%
26,125
+100
+0.4% +$1.52K
BBF
700
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$386K 0.02%
29,749
+8,245
+38% +$108K
26 27
28
29 30

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.