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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFH icon
676
Vanguard Financials ETF
VFH
$13.6B
$279K 0.02%
5,510
+253
+5% +$17.2K
GII icon
677
State Street SPDR S&P Global Infrastructure ETF
GII
$931M
$278K 0.02%
+7,126
New +$362K
VIXY icon
678
ProShares VIX Short-Term Futures ETF
VIXY
$207M
$278K 0.02%
+92
New +$154K
HBAN icon
679
Huntington Bancshares
HBAN
$35B
$277K 0.02%
33,698
+10,745
+47% +$132K
INFO
680
DELISTED
IHS Markit Ltd. Common Shares
INFO
$275K 0.02%
4,575
+222
+5% +$16K
ZGNX
681
DELISTED
Zogenix, Inc.
ZGNX
$275K 0.02%
+11,140
New +$406K
AAL icon
682
American Airlines Group
AAL
$9.95B
$273K 0.02%
+22,433
New +$511K
MCHP icon
683
Microchip Technology
MCHP
$41.5B
$273K 0.02%
8,048
+64
+0.8% +$3.01K
WHR icon
684
Whirlpool
WHR
$2.54B
$272K 0.02%
3,169
-1,649
-34% -$217K
AIVI icon
685
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
$270K 0.02%
8,591
+1,517
+21% +$58.3K
LQDH icon
686
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$269K 0.02%
3,235
-54,657
-94% -$4.97M
XPO icon
687
XPO
XPO
$24.3B
$269K 0.02%
15,984
+3,727
+30% +$99.6K
ETJ
688
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$560M
$268K 0.02%
32,167
+4,830
+18% +$43.5K
WDFC icon
689
WD-40
WDFC
$3.19B
$268K 0.02%
1,333
+6
+0.5% +$1.13K
PTY icon
690
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$267K 0.02%
20,677
-4,309
-17% -$75.6K
SMG icon
691
ScottsMiracle-Gro
SMG
$4.15B
$267K 0.02%
2,604
-339
-12% -$37.3K
FRME icon
692
First Merchants
FRME
$2.75B
$265K 0.02%
+10,012
New +$365K
VV icon
693
Vanguard Large-Cap ETF
VV
$52B
$265K 0.02%
2,241
+676
+43% +$95K
MCK icon
694
McKesson
MCK
$102B
$264K 0.02%
1,952
+17
+0.9% +$2.49K
SPYG icon
695
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$264K 0.02%
7,381
-1,074
-13% -$44K
BBF
696
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$262K 0.02%
21,391
+1,234
+6% +$16.5K
SNA icon
697
Snap-on
SNA
$21.7B
$260K 0.02%
2,392
-354
-13% -$52.3K
FVC icon
698
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$258K 0.02%
11,494
-241,216
-95% -$6.4M
TFC icon
699
Truist Financial
TFC
$64.5B
$258K 0.02%
8,354
-1,748
-17% -$82.7K
YUM icon
700
Yum! Brands
YUM
$41.5B
$258K 0.02%
3,763
+497
+15% +$46.4K
26 27
28
29 30

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BPS
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WWA
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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.