We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
676
Sprott Physical Silver Trust
PSLV
$11.9B
$395K 0.02%
60,430
+3,435
+6% +$21.8K
SNP
677
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$394K 0.02%
6,556
+484
+8% +$28.1K
PEG icon
678
Public Service Enterprise Group
PEG
$39.8B
$393K 0.02%
6,653
+915
+16% +$55.5K
TSN icon
679
Tyson Foods
TSN
$20.2B
$393K 0.02%
4,315
-865
-17% -$74.4K
NVG icon
680
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$392K 0.02%
23,494
+2,471
+12% +$40.6K
AB icon
681
AllianceBernstein
AB
$3.47B
$391K 0.02%
12,930
-1,308
-9% -$38.1K
LGLV icon
682
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$391K 0.02%
+3,423
New +$383K
VOOV icon
683
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$391K 0.02%
+3,114
New +$374K
TLTD icon
684
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
$390K 0.02%
6,013
+585
+11% +$36.8K
HMLP
685
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$390K 0.02%
24,946
-8,144
-25% -$126K
UTG icon
686
Reaves Utility Income Fund
UTG
$3.69B
$386K 0.02%
10,412
-4,972
-32% -$182K
TDOC icon
687
Teladoc Health
TDOC
$1.58B
$385K 0.02%
4,603
+850
+23% +$64.7K
ILCG icon
688
iShares Morningstar Growth ETF
ILCG
$3.1B
$384K 0.02%
9,140
-102,935
-92% -$4.09M
PGF icon
689
Invesco Financial Preferred ETF
PGF
$676M
$384K 0.02%
20,329
-857
-4% -$16.1K
FDD icon
690
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$383K 0.02%
27,261
+14,239
+109% +$190K
WMS icon
691
Advanced Drainage Systems
WMS
$10.9B
$382K 0.02%
+9,835
New +$364K
CDW icon
692
CDW
CDW
$17.1B
$381K 0.02%
2,666
+257
+11% +$34K
EL icon
693
Estee Lauder
EL
$29B
$381K 0.02%
1,847
-315
-15% -$61.2K
ECL icon
694
Ecolab
ECL
$75.6B
$380K 0.02%
1,967
+84
+4% +$15.9K
VEU icon
695
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$380K 0.02%
7,063
+292
+4% +$15.2K
IVZ icon
696
Invesco
IVZ
$13.3B
$377K 0.02%
+20,943
New +$357K
SLYV icon
697
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$375K 0.02%
5,710
-162
-3% -$10.3K
BKNG icon
698
Booking.com
BKNG
$138B
$374K 0.02%
4,525
-650
-13% -$51K
BLV icon
699
Vanguard Long-Term Bond ETF
BLV
$5.75B
$374K 0.02%
3,722
-247
-6% -$25K
WY icon
700
Weyerhaeuser
WY
$17.3B
$373K 0.02%
12,358
+520
+4% +$15.1K
26 27
28
29 30

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.