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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMAR
676
DELISTED
Smartsheet Inc.
SMAR
$382K 0.02%
10,600
-86
-0.8% -$4.1K
BA icon
677
CALL
Boeing
BA
$165B
$380K 0.02%
+1,000
New +$357K
MFIC icon
678
MidCap Financial Investment
MFIC
$784M
$380K 0.02%
23,646
-796
-3% -$13K
SJM icon
679
J.M. Smucker
SJM
$12.6B
$379K 0.02%
3,446
-1,219
-26% -$136K
BUD icon
680
AB InBev
BUD
$158B
$378K 0.02%
3,970
-521
-12% -$49.4K
LSTR icon
681
Landstar System
LSTR
$6.8B
$377K 0.02%
+3,350
New +$369K
SKY icon
682
Champion Homes
SKY
$4.48B
$377K 0.02%
12,534
-3,179
-20% -$92K
SCHP icon
683
Schwab US TIPS ETF
SCHP
$16.3B
$374K 0.02%
13,186
+392
+3% +$11.1K
ECL icon
684
Ecolab
ECL
$75.6B
$373K 0.02%
1,883
+47
+3% +$9.42K
BBF
685
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$373K 0.02%
26,561
+3,263
+14% +$46K
BYND icon
686
CALL
Beyond Meat
BYND
$288M
$372K 0.02%
+2,500
New +$412K
DBL
687
DoubleLine Opportunistic Credit Fund
DBL
$278M
$371K 0.02%
17,899
+19
+0.1% +$393
TRGP icon
688
Targa Resources
TRGP
$60.4B
$371K 0.02%
9,236
-595
-6% -$22.7K
SWKS icon
689
Skyworks Solutions
SWKS
$9.06B
$368K 0.02%
4,639
+491
+12% +$39.1K
DWM icon
690
WisdomTree International Equity Fund
DWM
$666M
$365K 0.02%
7,338
+100
+1% +$4.96K
IDXX icon
691
Idexx Laboratories
IDXX
$42.9B
$365K 0.02%
1,342
+433
+48% +$120K
VIOV icon
692
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$365K 0.02%
5,628
-3,728
-40% -$236K
MCHP icon
693
Microchip Technology
MCHP
$42.8B
$364K 0.02%
7,842
-660
-8% -$29.9K
SPH icon
694
Suburban Propane Partners
SPH
$1.23B
$362K 0.02%
15,305
+127
+0.8% +$3K
EVV
695
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$361K 0.02%
28,897
+713
+3% +$8.96K
HEI icon
696
HEICO Corp
HEI
$48.9B
$361K 0.02%
2,889
-41
-1% -$5.61K
BWX icon
697
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$360K 0.02%
12,531
+931
+8% +$26.9K
EFG icon
698
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$360K 0.02%
4,467
+42
+0.9% +$3.36K
SLYV icon
699
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$360K 0.02%
5,872
+271
+5% +$16.3K
NOW icon
700
ServiceNow
NOW
$102B
$358K 0.02%
7,055
-57,095
-89% -$3.1M
26 27
28
29 30

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.