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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WK icon
676
Workiva
WK
$2.94B
$302K 0.02%
+5,950
New +$262K
XHE icon
677
State Street SPDR S&P Health Care Equipment ETF
XHE
$147M
$302K 0.02%
+3,757
New +$290K
AIVI icon
678
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
$301K 0.02%
7,308
-168
-2% -$6.76K
IFV icon
679
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$301K 0.02%
15,778
-375
-2% -$7.16K
INFO
680
DELISTED
IHS Markit Ltd. Common Shares
INFO
$301K 0.02%
+5,537
New +$290K
PPG icon
681
PPG Industries
PPG
$25.9B
$298K 0.02%
2,638
-64
-2% -$6.86K
SCHH icon
682
Schwab US REIT ETF
SCHH
$11.7B
$298K 0.02%
13,410
-598
-4% -$12.7K
TDIV icon
683
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$298K 0.02%
7,776
-230
-3% -$8.34K
WMGI
684
DELISTED
Wright Medical Group Inc
WMGI
$298K 0.02%
+9,460
New +$287K
IGF icon
685
iShares Global Infrastructure ETF
IGF
$11B
$297K 0.02%
6,637
-327
-5% -$14K
PHYS icon
686
Sprott Physical Gold
PHYS
$14.6B
$297K 0.02%
28,439
-1,510
-5% -$15.9K
FBC
687
DELISTED
Flagstar Bancorp, Inc. New
FBC
$297K 0.02%
9,014
– –
IWV icon
688
iShares Russell 3000 ETF
IWV
$19.5B
$296K 0.02%
1,777
+246
+16% +$39.5K
KBWB icon
689
Invesco KBW Bank ETF
KBWB
$7.08B
$295K 0.02%
6,125
-640
-9% -$31.8K
PCY icon
690
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$295K 0.02%
10,543
-4,241
-29% -$116K
PXD
691
DELISTED
Pioneer Natural Resource Co.
PXD
$295K 0.02%
1,934
-82
-4% -$11.6K
BAND
692
Bandwidth Inc
BAND
$1.91B
$294K 0.02%
+4,390
New +$231K
FTV icon
693
Fortive
FTV
$19B
$294K 0.02%
5,550
+93
+2% +$4.53K
AOM icon
694
iShares Core Moderate Allocation ETF
AOM
$1.76B
$293K 0.02%
7,706
-2,473
-24% -$91.7K
CRON
695
Cronos Group
CRON
$1.05B
$293K 0.02%
15,872
-2,191
-12% -$41.1K
MTCH icon
696
Match Group
MTCH
$8.84B
$289K 0.02%
5,100
– –
PNFP icon
697
Pinnacle Financial Partners Inc
PNFP
$15.5B
$289K 0.02%
+5,289
New +$292K
NEOG icon
698
Neogen
NEOG
$2.05B
$288K 0.02%
10,024
+234
+2% +$7.08K
DGX icon
699
Quest Diagnostics
DGX
$25.1B
$286K 0.02%
3,177
+45
+1% +$3.9K
HBAN icon
700
Huntington Bancshares
HBAN
$35.1B
$286K 0.02%
22,536
+51
+0.2% +$685
26 27
28
29 30

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.