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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Allegion
ALLE
$13B
| $252K | 0.02% |
2,910
+290
| +11% | +$23.4K |
|
|
UN
677
DELISTED
Unilever NV New York Registry Shares
UN
| $252K | 0.02% |
4,272
+118
| +3% | +$6.88K |
|
678
ProShares Ultra NASDAQ Biotechnology
BIB
$82.2M
| $251K | 0.02% |
4,090
-748
| -15% | -$42.5K |
|
|
SCHV
679
Schwab US Large-Cap Value ETF
SCHV
$15.8B
| $251K | 0.02% |
14,529
-543
| -4% | -$9.19K |
|
680
iShares MSCI Mexico ETF
EWW
$1.89B
| $250K | 0.02% |
4,583
+215
| +5% | +$12.1K |
|
681
WEC Energy
WEC
$37.7B
| $250K | 0.02% |
3,976
+210
| +6% | +$13.4K |
|
682
Encore Capital Group
ECPG
$1.93B
| $249K | 0.02% |
+5,614
| New | +$227K |
|
683
Leggett & Platt
LEG
$1.52B
| $248K | 0.02% |
5,191
+914
| +21% | +$44.2K |
|
684
Trade Desk
TTD
$8.13B
| $247K | 0.02% |
+40,100
| New | +$217K |
|
|
DPLO
685
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
| $247K | 0.02% |
11,927
-1,997
| -14% | -$33.8K |
|
686
DNP Select Income Fund
DNP
$4.18B
| $246K | 0.02% |
21,431
+6,134
| +40% | +$69.3K |
|
687
Keurig Dr Pepper
KDP
$40.4B
| $246K | 0.02% |
2,785
-1,038
| -27% | -$94.2K |
|
688
STAG Industrial
STAG
$7.86B
| $246K | 0.02% |
8,953
-10,339
| -54% | -$286K |
|
|
CXP
689
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $245K | 0.02% |
11,265
-1,915
| -15% | -$41.2K |
|
690
Royal Gold
RGLD
$17.1B
| $244K | 0.02% |
2,830
-784
| -22% | -$67.9K |
|
691
Schwab US TIPS ETF
SCHP
$16.3B
| $244K | 0.02% |
8,828
+190
| +2% | +$5.26K |
|
692
Invesco Municipal Opportunity Trust
VMO
$647M
| $243K | 0.02% |
+18,661
| New | +$246K |
|
693
Live Ventures
LIVE
$29.8M
| $242K | 0.02% |
19,489
+5,048
| +35% | +$54.2K |
|
694
BlackRock TCP Capital
TCPC
$265M
| $242K | 0.02% |
+14,683
| New | +$243K |
|
|
GRMN
695
Garmin
GRMN
$46.9B
| $241K | 0.02% |
+4,460
| New | +$231K |
|
|
EFR
696
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
| $240K | 0.02% |
+16,050
| New | +$238K |
|
|
THQ
697
abrdn Healthcare Opportunities Fund
THQ
$769M
| $240K | 0.02% |
12,936
+721
| +6% | +$13.2K |
|
698
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
| $240K | 0.02% |
6,029
-233
| -4% | -$8.97K |
|
|
NYRT
699
DELISTED
New York REIT, Inc.
NYRT
| $240K | 0.02% |
3,061
-1,758
| -36% | -$146K |
|
700
Edison International
EIX
$30.7B
| $239K | 0.02% |
+3,091
| New | +$245K |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.