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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDF
676
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$217K 0.02%
21,037
+2,029
+11% +$20.7K
KYN icon
677
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$215K 0.02%
10,237
-608
-6% -$12.5K
NFJ
678
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$215K 0.02%
16,711
-4
-0% -$52
PCEF icon
679
Invesco CEF Income Composite ETF
PCEF
$812M
$215K 0.02%
9,314
-1,582
-15% -$36.4K
TNA icon
680
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
$215K 0.02%
+4,074
New +$212K
ELV icon
681
Elevance Health
ELV
$81.9B
$214K 0.02%
+1,293
New +$206K
FXR icon
682
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$214K 0.02%
6,225
-21,584
-78% -$737K
SCG
683
DELISTED
Scana
SCG
$213K 0.02%
3,256
-1,318
-29% -$91K
UTF icon
684
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$212K 0.02%
+9,846
New +$204K
DJP icon
685
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$211K 0.02%
8,958
-1,878
-17% -$45.1K
DWAS icon
686
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$211K 0.02%
5,175
-1,463
-22% -$59.5K
GES
687
DELISTED
Guess Inc
GES
$211K 0.02%
18,900
+675
+4% +$8.3K
DES icon
688
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$208K 0.02%
7,746
-240
-3% -$6.5K
FXO icon
689
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$208K 0.02%
7,496
-272
-4% -$7.56K
NUV icon
690
Nuveen Municipal Value Fund
NUV
$1.91B
$208K 0.02%
21,275
+3,091
+17% +$30K
LEG icon
691
Leggett & Platt
LEG
$1.52B
$207K 0.02%
+4,105
New +$201K
DF
692
DELISTED
Dean Foods Company
DF
$207K 0.02%
+10,516
New +$206K
SLQD icon
693
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$206K 0.02%
+4,091
New +$206K
NS
694
DELISTED
NuStar Energy L.P.
NS
$206K 0.02%
+3,962
New +$208K
TAHO
695
DELISTED
Tahoe Resources Inc
TAHO
$206K 0.02%
25,690
+7,364
+40% +$63.5K
UN
696
DELISTED
Unilever NV New York Registry Shares
UN
$206K 0.02%
+4,156
New +$186K
MVT
697
DELISTED
BlackRock MuniVest Fund II
MVT
$205K 0.02%
13,418
+31
+0.2% +$486
RPAI
698
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$205K 0.02%
14,215
-2,578
-15% -$38.5K
GNW icon
699
Genworth Financial
GNW
$3.8B
$204K 0.02%
49,412
+4,000
+9% +$15.4K
CERN
700
DELISTED
Cerner Corp
CERN
$202K 0.02%
+3,428
New +$185K
26 27
28
29 30

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Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.