SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+4.44%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$765M
AUM Growth
+$34.6M
Cap. Flow
+$11.2M
Cap. Flow %
1.46%
Top 10 Hldgs %
17.78%
Holding
794
New
97
Increased
326
Reduced
252
Closed
104

Top Buys

1
OEF icon
iShares S&P 100 ETF
OEF
$7.52M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$6.53M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$5.59M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$5.4M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
$3.7M

Top Sells

1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
$5.08M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$3.64M
3
MBB icon
iShares MBS ETF
MBB
$3M
4
IGOV icon
iShares 1-3 Year International Treasury Bond ETF
IGOV
$2.8M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
$2.77M

Sector Composition

1 Consumer Staples 5.74%
2 Healthcare 4.88%
3 Technology 4.8%
4 Industrials 4.21%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
REED
676
DELISTED
Reeds, Inc. Common Stock
REED
$40K 0.01%
328
+32
+11% +$3.9K
MEMP
677
DELISTED
Memorial Production Partners LP Common Units
MEMP
$30K ﹤0.01%
15,887
-6,615
-29% -$12.5K
ARTX
678
DELISTED
Arotech Corporation
ARTX
$28K ﹤0.01%
10,000
– –
PWE
679
DELISTED
Penn West Energy Petroleum Ltd
PWE
$26K ﹤0.01%
19,038
– –
VNR
680
DELISTED
Vanguard Natural Resources, LLC
VNR
$25K ﹤0.01%
17,497
-17,841
-50% -$25.5K
GOGL
681
DELISTED
Golden Ocean Group
GOGL
$15K ﹤0.01%
4,638
+869
+23% +$2.81K
ALO
682
DELISTED
Alio Gold Inc. Common Shares
ALO
$15K ﹤0.01%
4,045
-3,763
-48% -$14K
DNN icon
683
Denison Mines
DNN
$2.04B
$12K ﹤0.01%
22,028
– –
KEG
684
DELISTED
KEY ENERGY SERVICES INC
KEG
$12K ﹤0.01%
+53,320
New +$12K
SCON
685
DELISTED
Superconductor Technologies Inc.
SCON
$7K ﹤0.01%
26
+16
+160% +$4.31K
CDMO
686
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$6K ﹤0.01%
2,357
– –
LNCO
687
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$1K ﹤0.01%
+15,683
New +$1K
AIG icon
688
American International
AIG
$45.3B
– –
-4,654
Closed -$252K
AU icon
689
AngloGold Ashanti
AU
$29.2B
– –
-16,889
Closed -$231K
AVGO icon
690
Broadcom
AVGO
$1.44T
– –
-12,960
Closed -$200K
CAG icon
691
Conagra Brands
CAG
$9.07B
– –
-10,383
Closed -$361K
CEF icon
692
Sprott Physical Gold and Silver Trust
CEF
$6.44B
– –
-13,270
Closed -$159K
CIM
693
Chimera Investment
CIM
$1.19B
– –
-43,008
Closed -$1.75M
CNI icon
694
Canadian National Railway
CNI
$60.4B
– –
-18,421
Closed -$1.15M
CQP icon
695
Cheniere Energy
CQP
$26.2B
– –
-6,990
Closed -$202K
CUBE icon
696
CubeSmart
CUBE
$9.34B
– –
-6,074
Closed -$202K
DCI icon
697
Donaldson
DCI
$9.39B
– –
-9,773
Closed -$312K
DES icon
698
WisdomTree US SmallCap Dividend Fund
DES
$1.92B
– –
-9,633
Closed -$221K
DOG icon
699
ProShares Short Dow30
DOG
$120M
– –
-3,283
Closed -$288K
DRD
700
DRDGold
DRD
$1.78B
– –
-80,718
Closed -$322K
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