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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REED
676
DELISTED
Reeds, Inc. Common Stock
REED
$69K 0.01%
296
-16
-5% -$3.98K
SJT
677
San Juan Basin Royalty Trust
SJT
$117M
$68K 0.01%
13,174
-102
-0.8% -$494
AWP
678
abrdn Global Premier Properties Fund
AWP
$377M
$66K 0.01%
3,925
-302
-7% -$4.71K
VALE icon
679
Vale
VALE
$62.9B
$55K 0.01%
13,170
– –
VNR
680
DELISTED
Vanguard Natural Resources, LLC
VNR
$52K 0.01%
35,338
-3,728
-10% -$7.8K
MEMP
681
DELISTED
Memorial Production Partners LP Common Units
MEMP
$48K 0.01%
22,502
+5,398
+32% +$12.2K
EZPW icon
682
Ezcorp Inc
EZPW
$1.82B
$43K 0.01%
14,645
+4,370
+43% +$13.7K
DHY
683
Credit Suisse High Yield Credit Fund
DHY
$238M
$40K 0.01%
17,563
+402
+2% +$855
S
684
DELISTED
Sprint Corporation
S
$40K 0.01%
+11,492
New +$36.7K
BBEP
685
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$31K ﹤0.01%
55,625
+341
+0.6% +$229
XRDC
686
DELISTED
Crossroads Capital, Inc
XRDC
$28K ﹤0.01%
10,867
-2,009
-16% -$5.06K
ARTX
687
DELISTED
Arotech Corporation
ARTX
$24K ﹤0.01%
10,000
– –
ALO
688
DELISTED
Alio Gold Inc
ALO
$18K ﹤0.01%
7,808
-563
-7% -$1.05K
PWE
689
DELISTED
Penn West Energy Petroleum Ltd
PWE
$18K ﹤0.01%
19,038
-6,300
-25% -$5.37K
GOGL
690
DELISTED
Golden Ocean Group
GOGL
$13K ﹤0.01%
3,769
+60
+2% +$205
DNN icon
691
Denison Mines
DNN
$2.63B
$12K ﹤0.01%
22,028
– –
CRC
692
DELISTED
California Resources Corporation
CRC
$11K ﹤0.01%
1,116
-166
-13% -$1.96K
SUNE
693
DELISTED
SUNEDISON, INC COM
SUNE
$11K ﹤0.01%
+21,100
New +$48.6K
CDMO
694
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$7K ﹤0.01%
2,357
– –
WRES
695
DELISTED
WARREN RESOURCES INC
WRES
$6K ﹤0.01%
33,114
+18,848
+132% +$2.91K
LINE
696
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$5K ﹤0.01%
14,109
+885
+7% +$731
SCON
697
DELISTED
Superconductor Technologies Inc.
SCON
$3K ﹤0.01%
+10
New +$3.04K
SD
698
DELISTED
SANDRIDGE ENERGY, INC.
SD
$1K ﹤0.01%
12,700
-1,500
-11% -$250
AMZN icon
699
CALL
Amazon
AMZN
$2.5T
– –
-10,000
Closed -$338K
ASHR icon
700
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.35B
– –
-34,867
Closed -$976K
26 27
28
29 30

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.