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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
EFR
676
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$187K 0.02%
12,969
+1,181
+10% +$16.5K
DF
677
DELISTED
Dean Foods Company
DF
$186K 0.02%
+11,255
New +$193K
HTGC icon
678
Hercules Capital
HTGC
$2.94B
$184K 0.02%
13,662
-13,719
-50% -$201K
EWK icon
679
iShares MSCI Belgium ETF
EWK
$163M
$181K 0.02%
+10,694
New +$179K
PCN
680
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$180K 0.02%
11,716
-4,001
-25% -$61.4K
MFD
681
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$180K 0.02%
+11,190
New +$181K
HYT icon
682
BlackRock Corporate High Yield Fund
HYT
$1.36B
$175K 0.02%
15,672
+2,287
+17% +$25.9K
RMTI icon
683
Rockwell Medical
RMTI
$26.2M
$174K 0.02%
145
+15
+12% +$17.6K
FDD icon
684
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$173K 0.02%
13,125
-4,137
-24% -$55.4K
SJT
685
San Juan Basin Royalty Trust
SJT
$117M
$169K 0.02%
14,113
+3,465
+33% +$48K
RIG icon
686
Transocean
RIG
$5.92B
$166K 0.02%
+11,315
New +$183K
NPI
687
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$160K 0.02%
11,385
BFX
688
DELISTED
BowFlex Inc.
BFX
$153K 0.02%
+10,000
New +$151K
FRA icon
689
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$152K 0.02%
10,950
-450
-4% -$6.12K
CHI
690
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$151K 0.02%
11,612
+32
+0.3% +$417
IRT icon
691
Independence Realty Trust
IRT
$3.92B
$150K 0.02%
15,776
-170
-1% -$1.6K
CMO
692
DELISTED
Capstead Mortgage Corp.
CMO
$141K 0.02%
11,999
-905
-7% -$10.9K
UCO icon
693
ProShares Ultra Bloomberg Crude Oil
UCO
$443M
$136K 0.02%
+320
New +$158K
OVV icon
694
Ovintiv
OVV
$17.7B
$133K 0.02%
2,393
-568
-19% -$35.7K
ETY icon
695
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$128K 0.02%
11,258
+508
+5% +$5.75K
CEF icon
696
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$126K 0.02%
10,583
-737
-7% -$9.07K
GGN
697
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$126K 0.02%
18,197
-23,529
-56% -$172K
WIW
698
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$125K 0.02%
11,028
+392
+4% +$4.45K
XRDC
699
DELISTED
Crossroads Capital, Inc
XRDC
$123K 0.02%
24,477
-3,154
-11% -$15.6K
EZPW icon
700
Ezcorp Inc
EZPW
$1.82B
$122K 0.02%
13,409
-2,865
-18% -$30.5K

Similar funds

Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.