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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.88%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$756M
AUM Growth
Cap. Flow
+$753M
Cap. Flow %
99.53%
Top 10 Hldgs %
16.54%
Holding
716
New
714
Increased
Reduced
Closed

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 7.26%
2 Technology 7%
3 Healthcare 6%
4 Consumer Staples 5.21%
5 Industrials 4.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MHF
676
Western Asset Municipal High Income Fund
MHF
$151M
$116K 0.02%
+15,045
New +$111K
OCSL icon
677
Oaktree Specialty Lending
OCSL
$1.03B
$116K 0.02%
+4,823
New +$125K
WEN icon
678
Wendy's
WEN
$1.33B
$107K 0.01%
+11,858
New +$100K
LRE
679
DELISTED
LRR ENERGY LP
LRE
$106K 0.01%
+15,050
New +$189K
NCZ
680
Virtus Convertible & Income Fund II
NCZ
$289M
$103K 0.01%
+2,901
New +$102K
ADAM
681
Adamas Trust
ADAM
$777M
$103K 0.01%
+3,346
New +$104K
ACG
682
DELISTED
AllianceBernstein Income Fund Inc
ACG
$102K 0.01%
+13,600
New +$102K
GHI
683
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$99K 0.01%
+11,225
New +$105K
BDJ icon
684
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$89K 0.01%
+11,018
New +$90.6K
MFA
685
MFA Financial
MFA
$929M
$87K 0.01%
+2,732
New +$90K
ALO
686
DELISTED
Alio Gold Inc
ALO
$86K 0.01%
+9,057
New +$96.9K
EPM icon
687
Evolution Petroleum
EPM
$137M
$84K 0.01%
+11,349
New +$95.2K
AUY
688
DELISTED
Yamana Gold, Inc.
AUY
$84K 0.01%
+20,832
New +$94.3K
AMCC
689
DELISTED
Applied Micro Circuits Corporation New
AMCC
$84K 0.01%
+12,850
New +$81.9K
PBW icon
690
Invesco WilderHill Clean Energy ETF
PBW
$390M
$77K 0.01%
+2,923
New +$81.8K
AWP
691
abrdn Global Premier Properties Fund
AWP
$377M
$75K 0.01%
+3,474
New +$70.6K
REED
692
DELISTED
Reeds, Inc. Common Stock
REED
$74K 0.01%
+252
New +$80.1K
ALU
693
DELISTED
Alcatel-Lucent
ALU
$65K 0.01%
+18,333
New +$57.2K
ZIXI
694
DELISTED
Zix Corporation
ZIXI
$64K 0.01%
+17,767
New +$60.6K
PWE
695
DELISTED
Penn West Energy Petroleum Ltd
PWE
$61K 0.01%
+29,301
New +$115K
HYF
696
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$59K 0.01%
+32,616
New +$63.7K
LYG icon
697
Lloyds Banking Group
LYG
$87.4B
$56K 0.01%
+11,985
New +$57.9K
VVUS
698
DELISTED
Vivus Inc
VVUS
$53K 0.01%
+1,850
New +$60.2K
ARR
699
Armour Residential REIT
ARR
$2.02B
$50K 0.01%
+341
New +$53.1K
SD
700
DELISTED
SANDRIDGE ENERGY, INC.
SD
$48K 0.01%
+26,169
New +$85.5K

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Sigma Planning Corp's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Sigma Planning Corp, which disclosed 716 positions worth $756M. Its ten largest holdings account for 17% of the portfolio.

Its largest position is iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.

By sector, the portfolio is most concentrated in Energy at 7.3% of assets, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q4 2014 buy was iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $756M portfolio in Q4 2014.
  • Sigma Planning Corp disclosed 716 positions in Q4 2014, its first 13F filing on record.

Based on Sigma Planning Corp's 13F filing for Q4 2014, filed 13 Feb 2015.