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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FID icon
651
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$607K 0.02%
35,211
+6,238
+22% +$104K
ZIM icon
652
ZIM Integrated Shipping Services
ZIM
$2.97B
$607K 0.02%
41,619
-1,613
-4% -$30.3K
NSC icon
653
Norfolk Southern
NSC
$76.8B
$606K 0.02%
2,557
+51
+2% +$12.4K
SCHR
654
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$604K 0.02%
24,284
-174
-0.7% -$4.26K
POWL icon
655
Powell Industries
POWL
$7.89B
$601K 0.02%
+10,593
New +$738K
BJUN icon
656
Innovator US Equity Buffer ETF June
BJUN
$311M
$599K 0.02%
14,783
-490
-3% -$20.4K
CART icon
657
Maplebear
CART
$10.3B
$598K 0.02%
+15,000
New +$666K
OUSA icon
658
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$743M
$597K 0.02%
11,213
+909
+9% +$48.9K
VRT icon
659
Vertiv
VRT
$108B
$596K 0.02%
8,254
-17,226
-68% -$1.83M
QTEC icon
660
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.47B
$592K 0.02%
3,409
+48
+1% +$9.22K
STT icon
661
State Street
STT
$50.3B
$591K 0.02%
+6,599
New +$630K
CDNS icon
662
Cadence Design Systems
CDNS
$92.9B
$589K 0.02%
2,317
-53
-2% -$14.7K
SRPT icon
663
Sarepta Therapeutics
SRPT
$1.72B
$588K 0.02%
9,219
-1,321
-13% -$139K
SUSA icon
664
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$583K 0.02%
5,077
-20
-0.4% -$2.42K
GNW icon
665
Genworth Financial
GNW
$3.81B
$582K 0.02%
82,081
-2,281
-3% -$15.9K
KMAR
666
Innovator U.S. Small Cap Power Buffer ETF - March
KMAR
$33.6M
$580K 0.02%
+23,444
New +$586K
VICI icon
667
VICI Properties
VICI
$29.6B
$579K 0.02%
17,761
-365
-2% -$11.2K
CHI
668
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$579K 0.02%
60,334
+1,539
+3% +$16.7K
IWY icon
669
iShares Russell Top 200 Growth ETF
IWY
$15.6B
$578K 0.02%
2,742
-1,153
-30% -$265K
COLO
670
Global X MSCI Colombia ETF
COLO
$197M
$576K 0.02%
+20,940
New +$546K
RSDE
671
FT Vest U.S. Equity Equal Weight Buffer ETF - December
RSDE
$32M
$574K 0.02%
+28,646
New +$581K
OMFL icon
672
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.7B
$573K 0.02%
10,755
+1,881
+21% +$104K
IETC icon
673
iShares US Tech Independence Focused ETF
IETC
$655M
$573K 0.02%
7,646
+2,346
+44% +$196K
EXI icon
674
iShares Global Industrials ETF
EXI
$1.41B
$570K 0.02%
3,923
-70
-2% -$10.3K
FXN icon
675
First Trust Energy AlphaDEX Fund
FXN
$379M
$569K 0.02%
34,433
-5,809
-14% -$97.1K
25 26
27
28 29

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.