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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDA icon
651
Liquidia Corp
LQDA
$7.67B
$631K 0.02%
63,095
-46,315
-42% -$506K
ZTS icon
652
Zoetis
ZTS
$31.6B
$631K 0.02%
3,227
-1,334
-29% -$246K
ECPG icon
653
Encore Capital Group
ECPG
$1.93B
$630K 0.02%
13,337
+385
+3% +$18.3K
GXO icon
654
GXO Logistics
GXO
$6.06B
$629K 0.02%
12,080
-58
-0.5% -$2.94K
INTU icon
655
Intuit
INTU
$81.1B
$629K 0.02%
1,013
+14
+1% +$8.94K
IWY icon
656
iShares Russell Top 200 Growth ETF
IWY
$15.8B
$628K 0.02%
2,855
-2,912
-50% -$620K
IWN icon
657
iShares Russell 2000 Value ETF
IWN
$14.4B
$627K 0.02%
3,761
-87
-2% -$14.1K
IWD icon
658
iShares Russell 1000 Value ETF
IWD
$82B
$627K 0.02%
3,301
-24
-0.7% -$4.37K
FNCL icon
659
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$626K 0.02%
9,802
+316
+3% +$19.4K
GSEW icon
660
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.87B
$623K 0.02%
8,045
– –
FTNT icon
661
Fortinet
FTNT
$112B
$623K 0.02%
8,034
+1,306
+19% +$89.2K
SLYV icon
662
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$622K 0.02%
7,168
-75
-1% -$6.28K
LHX icon
663
L3Harris
LHX
$55.9B
$622K 0.02%
2,613
+49
+2% +$11.3K
JMST icon
664
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$621K 0.02%
12,200
+1,048
+9% +$53.3K
PBI icon
665
Pitney Bowes
PBI
$2.42B
$617K 0.02%
86,493
-1,090
-1% -$7.35K
ROKU icon
666
Roku
ROKU
$21.1B
$616K 0.02%
8,256
+370
+5% +$23.7K
SUSA icon
667
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$613K 0.02%
5,090
-470
-8% -$54.2K
FXH icon
668
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$612K 0.02%
5,469
+84
+2% +$9.2K
SCHR
669
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$608K 0.02%
24,048
-8
-0% -$200
CHI
670
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$607K 0.02%
52,137
-110
-0.2% -$1.26K
VICI icon
671
VICI Properties
VICI
$29.4B
$607K 0.02%
18,215
+561
+3% +$17.8K
ACWI icon
672
iShares MSCI ACWI ETF
ACWI
$32.6B
$606K 0.02%
5,073
-714
-12% -$81.8K
THC icon
673
Tenet Healthcare
THC
$20.1B
$605K 0.02%
+3,640
New +$551K
FMHI icon
674
First Trust Municipal High Income ETF
FMHI
$980M
$605K 0.02%
12,241
-213
-2% -$10.4K
BNS icon
675
Scotiabank
BNS
$106B
$604K 0.02%
11,089
+210
+2% +$10.2K
25 26
27
28 29

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.