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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COMT icon
651
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$277K 0.02%
11,062
-13,181
-54% -$361K
RA
652
Brookfield Real Assets Income Fund
RA
$706M
$276K 0.02%
21,561
-22,887
-51% -$285K
MRNA icon
653
Moderna
MRNA
$22.2B
$276K 0.02%
2,777
-7,228
-72% -$608K
PDBC icon
654
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.36B
$276K 0.02%
20,748
-65,621
-76% -$941K
CPB icon
655
Campbell Soup
CPB
$6.59B
$275K 0.02%
+6,363
New +$262K
BHVN icon
656
Biohaven
BHVN
$2.2B
$275K 0.02%
6,418
-6,447
-50% -$201K
GNW icon
657
Genworth Financial
GNW
$3.81B
$275K 0.02%
41,107
-47,825
-54% -$290K
OTIS icon
658
Otis Worldwide
OTIS
$27.5B
$274K 0.02%
3,062
-1,127
-27% -$93.7K
FLRN icon
659
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$274K 0.02%
8,952
-30,802
-77% -$943K
FSMB icon
660
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$273K 0.02%
13,697
-5,202
-28% -$102K
IBDQ
661
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$272K 0.02%
11,005
-27,405
-71% -$671K
MUR icon
662
Murphy Oil
MUR
$5.47B
$272K 0.02%
6,370
-300
-4% -$13.1K
ZBH icon
663
Zimmer Biomet
ZBH
$17.8B
$271K 0.02%
2,230
-3,620
-62% -$404K
FISV
664
Fiserv Inc
FISV
$27.3B
$270K 0.02%
2,032
-2,650
-57% -$325K
HACK icon
665
Amplify Cybersecurity ETF
HACK
$2.66B
$270K 0.02%
4,463
-4,761
-52% -$262K
ETSY icon
666
Etsy
ETSY
$7.78B
$269K 0.02%
3,317
-656
-17% -$46.9K
SLYG icon
667
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.09B
$269K 0.02%
3,212
-6,026
-65% -$452K
IRM icon
668
Iron Mountain
IRM
$37.9B
$267K 0.02%
3,809
-3,667
-49% -$230K
IDCC icon
669
InterDigital
IDCC
$6.79B
$266K 0.02%
2,449
-3,653
-60% -$338K
DOCU
670
DocuSign
DOCU
$9.85B
$265K 0.02%
4,462
-849
-16% -$38.9K
SKT icon
671
Tanger
SKT
$4.81B
$264K 0.02%
9,511
-8,145
-46% -$203K
ALL icon
672
Allstate
ALL
$66.7B
$263K 0.02%
1,882
-3,186
-63% -$415K
LEN icon
673
Lennar Class A
LEN
$20.7B
$261K 0.02%
1,812
-2,694
-60% -$324K
IYR icon
674
iShares US Real Estate ETF
IYR
$4.74B
$261K 0.02%
2,853
-4,252
-60% -$348K
ISCV icon
675
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$261K 0.02%
4,401
-51
-1% -$2.7K
25 26
27
28 29

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WB
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.