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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
(-4.2%)
Cap. Flow
+$7.73M
Cap. Flow
% of AUM
0.29%
Top 10 Holdings %
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
|
+$11M |
| 2 |
AbbVie
ABBV
|
+$5.08M |
| 3 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$4.55M |
| 4 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$3.89M |
| 5 |
Abbott
ABT
|
+$3.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$5.16M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$3.76M |
| 3 |
AutoZone
AZO
|
+$3.74M |
| 4 |
Tesla
TSLA
|
+$3.66M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.22% |
| 2 | Healthcare | 4.66% |
| 3 | Consumer Discretionary | 4.34% |
| 4 | Financials | 4.17% |
| 5 | Industrials | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Veeva Systems
VEEV
$30.3B
| $568K | 0.02% |
2,792
+245
| +10% | +$49.4K |
|
652
Synopsys
SNPS
$71.5B
| $567K | 0.02% |
1,236
+249
| +25% | +$111K |
|
653
Regenxbio
RGNX
$623M
| $567K | 0.02% |
34,441
-15
| -0% | -$272 |
|
654
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
| $566K | 0.02% |
16,134
+1,448
| +10% | +$52.7K |
|
655
iShares Morningstar Growth ETF
ILCG
$3.1B
| $566K | 0.02% |
9,489
-25
| -0.3% | -$1.55K |
|
656
Allstate
ALL
$66.9B
| $565K | 0.02% |
5,068
-303
| -6% | -$33.1K |
|
657
Stellus Capital Investment Corp
SCM
$203M
| $564K | 0.02% |
41,494
+12,066
| +41% | +$173K |
|
658
Valmont Industries
VMI
$9.44B
| $564K | 0.02% |
2,348
+2
| +0.1% | +$514 |
|
659
La-Z-Boy
LZB
$1.59B
| $564K | 0.02% |
18,253
-4
| -0% | -$123 |
|
660
Cue Biopharma
CUE
$135M
| $563K | 0.02% |
8,157
+647
| +9% | +$63.2K |
|
661
Prospect Capital
PSEC
$1.06B
| $562K | 0.02% |
92,839
+7,006
| +8% | +$43.7K |
|
662
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
| $562K | 0.02% |
+6,426
| New | +$592K |
|
663
iShares US Real Estate ETF
IYR
$4.59B
| $555K | 0.02% |
7,105
-2,685
| -27% | -$229K |
|
|
HOLX
664
DELISTED
Hologic
HOLX
| $553K | 0.02% |
7,973
-126
| -2% | -$9.52K |
|
|
WBA
665
DELISTED
Walgreens Boots Alliance
WBA
| $552K | 0.02% |
24,840
-28,370
| -53% | -$754K |
|
666
Halliburton
HAL
$27.9B
| $552K | 0.02% |
13,627
-3,142
| -19% | -$123K |
|
667
Hubbell
HUBB
$25.7B
| $552K | 0.02% |
1,760
-26
| -1% | -$8.28K |
|
668
iShares MSCI Japan Value ETF
EWJV
$688M
| $551K | 0.02% |
+19,291
| New | +$544K |
|
669
Innovator US Equity Buffer ETF August
BAUG
$197M
| $549K | 0.02% |
16,643
+196
| +1% | +$6.64K |
|
670
Corteva
CTVA
$59.7B
| $548K | 0.02% |
10,715
-815
| -7% | -$43.2K |
|
671
Innovator US Equity Power Buffer ETF September
PSEP
$842M
| $548K | 0.02% |
16,904
+6,732
| +66% | +$222K |
|
672
Nice
NICE
$5.29B
| $547K | 0.02% |
3,219
-24
| -0.7% | -$4.78K |
|
673
Pentair
PNR
$10.2B
| $546K | 0.02% |
8,425
-1,205
| -13% | -$81.1K |
|
674
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
| $545K | 0.02% |
16,010
-5,554
| -26% | -$206K |
|
|
RA
675
Brookfield Real Assets Income Fund
RA
$703M
| $544K | 0.02% |
44,448
+323
| +0.7% | +$4.94K |
|
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Sigma Planning Corp's Q3 2023 Portfolio in Review
As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
- Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
- Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
- Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
- Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
- Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.
Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.