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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NET icon
651
Cloudflare
NET
$94.3B
$715K 0.02%
11,591
+929
+9% +$50.8K
SLYV icon
652
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.9B
$714K 0.02%
9,376
-232
-2% -$18.4K
KNG icon
653
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.43B
$713K 0.02%
13,863
-2,666
-16% -$138K
NVS icon
654
Novartis
NVS
$297B
$711K 0.02%
7,726
+1,283
+20% +$112K
ON icon
655
ON Semiconductor
ON
$34.7B
$711K 0.02%
8,631
+318
+4% +$24.2K
HOLX
656
DELISTED
Hologic
HOLX
$710K 0.02%
8,797
+270
+3% +$21.7K
RFI
657
Cohen & Steers Total Return Realty Fund
RFI
$313M
$709K 0.02%
58,521
-2,118
-3% -$27K
DBEF icon
658
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$707K 0.02%
20,093
-2,685
-12% -$92.5K
RS icon
659
Reliance Steel & Aluminium
RS
$20.6B
$707K 0.02%
2,754
-216
-7% -$50.9K
REZ icon
660
iShares Residential and Multisector Real Estate ETF
REZ
$904M
$707K 0.02%
10,009
+2,592
+35% +$187K
HIG icon
661
Hartford Financial Services
HIG
$38.4B
$704K 0.02%
10,101
-302
-3% -$22.4K
SUSA icon
662
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$702K 0.02%
7,992
-335
-4% -$28.8K
CCS icon
663
Century Communities
CCS
$2.03B
$699K 0.02%
10,935
-445
-4% -$26.5K
WRB icon
664
W.R. Berkley
WRB
$28.1B
$697K 0.02%
+16,791
New +$751K
JCPB icon
665
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
$697K 0.02%
+14,697
New +$690K
IGF icon
666
iShares Global Infrastructure ETF
IGF
$10.9B
$696K 0.02%
14,589
-2,704
-16% -$128K
VWOB icon
667
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$696K 0.02%
11,167
+4,049
+57% +$251K
UTG icon
668
Reaves Utility Income Fund
UTG
$3.64B
$695K 0.02%
24,478
+1,165
+5% +$33.4K
PSEP icon
669
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$692K 0.02%
22,564
-5,022
-18% -$151K
SCHE icon
670
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$691K 0.02%
28,200
-22
-0.1% -$545
IDXX icon
671
Idexx Laboratories
IDXX
$43.9B
$687K 0.02%
1,374
+286
+26% +$137K
FJUN icon
672
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
$687K 0.02%
17,945
-1,608
-8% -$60K
MCHP icon
673
Microchip Technology
MCHP
$42.3B
$686K 0.02%
8,185
+554
+7% +$44.2K
VMI icon
674
Valmont Industries
VMI
$9.61B
$685K 0.02%
2,143
+29
+1% +$9.25K
IEI icon
675
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$684K 0.02%
5,813
-885
-13% -$103K
25 26
27
28 29

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.