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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIPC icon
651
Brookfield Infrastructure
BIPC
$5.03B
$741K 0.02%
18,563
+5,552
+43% +$243K
ICLN icon
652
iShares Global Clean Energy ETF
ICLN
$2.35B
$741K 0.02%
34,228
-2,749
-7% -$62.7K
IEUR icon
653
iShares Core MSCI Europe ETF
IEUR
$8.8B
$735K 0.02%
13,114
+6,959
+113% +$406K
ZS icon
654
Zscaler
ZS
$23.8B
$734K 0.02%
2,799
+995
+55% +$250K
BSBE
655
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$733K 0.02%
28,615
+1,301
+5% +$33.5K
MDYG icon
656
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.85B
$731K 0.02%
9,661
+217
+2% +$16.9K
IWB icon
657
iShares Russell 1000 ETF
IWB
$47.7B
$730K 0.02%
3,019
+22
+0.7% +$5.47K
AMCR icon
658
Amcor
AMCR
$20.9B
$728K 0.02%
12,571
+142
+1% +$8.47K
X
659
DELISTED
US Steel
X
$725K 0.02%
33,016
+2,903
+10% +$72.6K
ITA icon
660
iShares US Aerospace & Defense ETF
ITA
$14.4B
$721K 0.02%
6,912
+951
+16% +$101K
PSCH icon
661
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
$721K 0.02%
11,850
+456
+4% +$28.5K
SPG icon
662
Simon Property Group
SPG
$75.1B
$718K 0.02%
5,525
+197
+4% +$25.6K
TJX icon
663
TJX Companies
TJX
$173B
$717K 0.02%
10,872
+2,569
+31% +$179K
EEMS icon
664
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$355M
$716K 0.02%
11,805
+350
+3% +$21.6K
SPLK
665
DELISTED
Splunk Inc
SPLK
$714K 0.02%
4,933
+281
+6% +$40.9K
LDSF icon
666
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$712K 0.02%
35,339
+97
+0.3% +$1.96K
MC icon
667
Moelis & Co
MC
$5.04B
$712K 0.02%
11,508
-25
-0.2% -$1.5K
VPL icon
668
Vanguard FTSE Pacific ETF
VPL
$8.06B
$712K 0.02%
8,787
+4,554
+108% +$376K
ADI icon
669
Analog Devices
ADI
$181B
$709K 0.02%
4,231
+805
+23% +$135K
APO icon
670
Apollo Global Management
APO
$71.6B
$709K 0.02%
+11,503
New +$691K
RBLX icon
671
Roblox
RBLX
$34.7B
$709K 0.02%
9,379
-1,836
-16% -$151K
XHE icon
672
State Street SPDR S&P Health Care Equipment ETF
XHE
$158M
$709K 0.02%
5,663
+430
+8% +$54.9K
HZNP
673
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$709K 0.02%
6,470
-693
-10% -$71.9K
LOUP icon
674
Innovator Deepwater Frontier Tech ETF
LOUP
$205M
$707K 0.02%
13,804
+672
+5% +$35K
RIO icon
675
Rio Tinto
RIO
$150B
$707K 0.02%
10,574
+2,710
+34% +$211K
25 26
27
28 29

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.