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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
651
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$674K 0.02%
1,700
+100
+6% +$38.6K
BIP icon
652
Brookfield Infrastructure Partners
BIP
$16.6B
$671K 0.02%
18,890
-5,958
-24% -$208K
AAL icon
653
American Airlines Group
AAL
$8.57B
$670K 0.02%
28,022
+14,705
+110% +$284K
HSY icon
654
Hershey
HSY
$33.8B
$670K 0.02%
4,234
+176
+4% +$26.5K
DHI icon
655
D.R. Horton
DHI
$39.3B
$666K 0.02%
7,469
+888
+13% +$69.5K
TCOM icon
656
Trip.com Group
TCOM
$25.4B
$666K 0.02%
16,816
+250
+2% +$9.26K
IYM icon
657
iShares US Basic Materials ETF
IYM
$1.19B
$663K 0.02%
5,280
-26,985
-84% -$3.22M
CIK
658
UBS Asset Management Income Fund, Inc.
CIK
$130M
$658K 0.02%
194,598
+30,037
+18% +$98.2K
CRM icon
659
CALL
Salesforce
CRM
$200B
$657K 0.02%
3,100
+1,100
+55% +$245K
MDYG icon
660
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.78B
$656K 0.02%
8,729
+770
+10% +$56.9K
SMDV icon
661
ProShares Russell 2000 Dividend Growers ETF
SMDV
$680M
$656K 0.02%
10,028
-3,065
-23% -$191K
VGK icon
662
Vanguard FTSE Europe ETF
VGK
$30.3B
$656K 0.02%
10,415
+664
+7% +$41.3K
JPS
663
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$653K 0.02%
67,149
+29,227
+77% +$275K
BIPC icon
664
Brookfield Infrastructure
BIPC
$4.45B
$651K 0.02%
12,777
-275
-2% -$12.4K
FRA icon
665
BlackRock Floating Rate Income Strategies Fund
FRA
$375M
$650K 0.02%
+49,981
New +$638K
BSAE
666
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$649K 0.02%
25,818
+1,095
+4% +$27.6K
NLY icon
667
Annaly Capital Management
NLY
$16.1B
$647K 0.02%
18,796
+2,759
+17% +$93.5K
XME icon
668
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$647K 0.02%
16,196
+3,125
+24% +$115K
BSDE
669
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$646K 0.02%
24,748
+958
+4% +$25.1K
FAST icon
670
Fastenal
FAST
$56.4B
$644K 0.02%
25,610
+856
+3% +$20.5K
BSCE
671
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$644K 0.02%
24,589
+919
+4% +$24.2K
SI
672
DELISTED
Silvergate Capital Corporation
SI
$643K 0.02%
+4,520
New +$536K
GNTX icon
673
Gentex
GNTX
$4.73B
$642K 0.02%
17,997
+2,336
+15% +$83K
BSBE
674
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$642K 0.02%
24,910
+926
+4% +$24K
BSET icon
675
Bassett Furniture
BSET
$151M
$639K 0.02%
26,332
+3,735
+17% +$83K
25 26
27
28 29

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.