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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
651
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$440K 0.02%
4,688
-1,571
-25% -$147K
BLV icon
652
Vanguard Long-Term Bond ETF
BLV
$5.78B
$439K 0.02%
3,923
+327
+9% +$37.2K
INDA icon
653
iShares MSCI India ETF
INDA
$6.77B
$439K 0.02%
+12,958
New +$424K
WRK
654
DELISTED
WestRock Company
WRK
$439K 0.02%
+12,634
New +$390K
RCL icon
655
Royal Caribbean
RCL
$81.8B
$436K 0.02%
6,743
-189
-3% -$11.1K
BAPR icon
656
Innovator US Equity Buffer ETF April
BAPR
$404M
$435K 0.02%
15,218
-425
-3% -$12.1K
FDM icon
657
First Trust Dow Jones Select MicroCap Index Fund
FDM
$262M
$435K 0.02%
+11,616
New +$454K
MCHP icon
658
Microchip Technology
MCHP
$42.3B
$434K 0.02%
8,450
-108
-1% -$5.62K
VBK icon
659
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$433K 0.02%
2,014
+306
+18% +$64.6K
PEG icon
660
Public Service Enterprise Group
PEG
$39.5B
$427K 0.02%
7,773
+593
+8% +$31.4K
TNDM icon
661
Tandem Diabetes Care
TNDM
$1.18B
$425K 0.02%
3,743
+436
+13% +$45.8K
DON icon
662
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$422K 0.02%
14,600
-668
-4% -$19.7K
GNTX icon
663
Gentex
GNTX
$4.88B
$421K 0.02%
16,346
+29
+0.2% +$770
NARI
664
DELISTED
Inari Medical, Inc. Common Stock
NARI
$421K 0.02%
+6,100
New +$392K
DGX icon
665
Quest Diagnostics
DGX
$25.6B
$418K 0.02%
3,647
+56
+2% +$6.62K
GD icon
666
General Dynamics
GD
$105B
$418K 0.02%
3,016
-129
-4% -$19K
DVYE icon
667
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$415K 0.02%
13,768
-1,707
-11% -$54.5K
SAIL
668
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$415K 0.02%
+10,500
New +$365K
ZBRA icon
669
Zebra Technologies
ZBRA
$12.6B
$414K 0.02%
+1,639
New +$441K
NNN icon
670
NNN REIT
NNN
$9.36B
$413K 0.02%
11,961
+1,047
+10% +$37.4K
TCOM icon
671
Trip.com Group
TCOM
$28.2B
$413K 0.02%
+13,248
New +$377K
DY icon
672
Dycom Industries
DY
$12.7B
$412K 0.02%
7,801
-4,268
-35% -$207K
ECL icon
673
Ecolab
ECL
$76.4B
$411K 0.02%
2,058
-355
-15% -$70.9K
XPO icon
674
XPO
XPO
$24.4B
$411K 0.02%
14,035
+122
+0.9% +$3.51K
XHB icon
675
State Street SPDR S&P Homebuilders ETF
XHB
$1.68B
$409K 0.02%
+7,599
New +$384K
25 26
27
28 29

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.