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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
651
Halliburton
HAL
$26.4B
$300K 0.02%
43,813
+2,632
+6% +$45.8K
HYLS icon
652
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$300K 0.02%
7,147
-146
-2% -$6.83K
LVS icon
653
Las Vegas Sands
LVS
$31.9B
$299K 0.02%
7,035
-147
-2% -$8.9K
FDD icon
654
First Trust STOXX European Select Dividend Income Fund
FDD
$862M
$297K 0.02%
30,907
+3,646
+13% +$46.4K
OUSA icon
655
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$755M
$297K 0.02%
10,227
+3,154
+45% +$108K
REM icon
656
iShares Mortgage Real Estate ETF
REM
$551M
$297K 0.02%
15,898
+5,628
+55% +$226K
MEDP icon
657
Medpace
MEDP
$16.4B
$295K 0.02%
4,025
+31
+0.8% +$2.69K
IBD icon
658
Inspire Corporate Bond ETF
IBD
$481M
$292K 0.02%
11,978
+1,246
+12% +$31.7K
SDIV icon
659
Global X SuperDividend ETF
SDIV
$1.22B
$292K 0.02%
10,452
+610
+6% +$27.7K
MSI icon
660
Motorola Solutions
MSI
$72.7B
$291K 0.02%
2,189
+178
+9% +$29.9K
SIL icon
661
Global X Silver Miners ETF NEW
SIL
$4.01B
$291K 0.02%
12,197
+1,476
+14% +$42.8K
XLRE icon
662
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.8B
$291K 0.02%
9,376
-25,506
-73% -$953K
NVG icon
663
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$290K 0.02%
19,768
-3,726
-16% -$60.1K
SMDV icon
664
ProShares Russell 2000 Dividend Growers ETF
SMDV
$714M
$290K 0.02%
6,280
-1,311
-17% -$73.8K
IEUR icon
665
iShares Core MSCI Europe ETF
IEUR
$8.83B
$289K 0.02%
7,793
-6,388
-45% -$288K
TFI icon
666
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$289K 0.02%
+5,783
New +$294K
ULTA icon
667
Ulta Beauty
ULTA
$21.4B
$288K 0.02%
1,640
-301
-16% -$75K
PGR icon
668
Progressive
PGR
$129B
$287K 0.02%
3,890
-778
-17% -$60K
LEA icon
669
Lear
LEA
$7.48B
$285K 0.02%
+3,510
New +$404K
EWW icon
670
iShares MSCI Mexico ETF
EWW
$1.94B
$283K 0.02%
+9,995
New +$417K
TTE icon
671
TotalEnergies
TTE
$187B
$282K 0.02%
7,580
-28
-0.4% -$1.26K
EFG icon
672
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$281K 0.02%
3,951
+27
+0.7% +$2.19K
UTG icon
673
Reaves Utility Income Fund
UTG
$3.55B
$280K 0.02%
9,736
-676
-6% -$23.6K
RTL
674
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$280K 0.02%
44,791
-3,475
-7% -$38.7K
DGX icon
675
Quest Diagnostics
DGX
$26.2B
$279K 0.02%
3,475
+485
+16% +$50.2K
25 26
27
28 29

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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.