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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Vanguard Long-Term Bond ETF
BLV
$5.75B
| $408K | 0.02% |
3,969
+97
| +3% | +$9.75K |
|
652
Humana
HUM
$46.7B
| $404K | 0.02% |
1,581
-32
| -2% | -$8.97K |
|
653
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
| $404K | 0.02% |
17,552
-291
| -2% | -$6.75K |
|
654
Yum! Brands
YUM
$41B
| $403K | 0.02% |
3,554
+66
| +2% | +$7.54K |
|
655
Compass Diversified
CODI
$755M
| $402K | 0.02% |
20,402
+7,672
| +60% | +$147K |
|
656
CALL
Netflix
NFLX
$292B
| $401K | 0.02% |
+15,000
| New | +$469K |
|
657
Sprott Physical Gold
PHYS
$14.6B
| $401K | 0.02% |
33,904
+3,315
| +11% | +$39.2K |
|
658
Tandem Diabetes Care
TNDM
$1.17B
| $400K | 0.02% |
6,784
-271
| -4% | -$17.3K |
|
659
Zscaler
ZS
$23B
| $400K | 0.02% |
8,463
-2,117
| -20% | -$152K |
|
660
KeyCorp
KEY
$24.3B
| $398K | 0.02% |
22,333
+2,209
| +11% | +$38.2K |
|
661
Invesco Financial Preferred ETF
PGF
$676M
| $398K | 0.02% |
21,186
+1,972
| +10% | +$36.9K |
|
|
FISV
662
Fiserv Inc
FISV
$27.2B
| $397K | 0.02% |
+3,833
| New | +$391K |
|
|
GPM
663
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
| $395K | 0.02% |
50,756
-18,147
| -26% | -$144K |
|
664
Howmet Aerospace
HWM
$116B
| $394K | 0.02% |
+19,752
| New | +$389K |
|
|
KIO
665
KKR Income Opportunities Fund
KIO
$450M
| $394K | 0.02% |
25,299
-2,952
| -10% | -$46K |
|
|
NTG
666
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $391K | 0.02% |
3,181
+966
| +44% | +$123K |
|
667
iShares Core MSCI Europe ETF
IEUR
$8.66B
| $389K | 0.02% |
8,502
-3,818
| -31% | -$173K |
|
668
TotalEnergies
TTE
$193B
| $389K | 0.02% |
7,486
-1,048
| -12% | -$54.3K |
|
669
Teradyne
TER
$54.8B
| $387K | 0.02% |
+6,682
| New | +$354K |
|
670
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
| $386K | 0.02% |
4,418
-233
| -5% | -$20K |
|
671
Global X FinTech ETF
FINX
$168M
| $386K | 0.02% |
+13,415
| New | +$395K |
|
672
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $386K | 0.02% |
1,300
| – | – |
|
673
Inspire Global Hope ETF
BLES
$158M
| $384K | 0.02% |
13,825
-500
| -3% | -$13.9K |
|
|
LTC
674
LTC Properties
LTC
$2.16B
| $384K | 0.02% |
7,505
+881
| +13% | +$42.5K |
|
675
Analog Devices
ADI
$181B
| $383K | 0.02% |
3,428
-2
| -0.1% | -$226 |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.