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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
651
L3Harris
LHX
$55.9B
$323K 0.02%
2,022
+61
+3% +$9.39K
ETSY icon
652
Etsy
ETSY
$7.65B
$321K 0.02%
+4,768
New +$285K
SSO icon
653
ProShares Ultra S&P500
SSO
$7.82B
$321K 0.02%
21,792
-436,928
-95% -$5.95M
STWD icon
654
Starwood Property Trust
STWD
$6.12B
$318K 0.02%
14,235
+1,279
+10% +$27.9K
FTA icon
655
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$317K 0.02%
+6,145
New +$311K
NOW icon
656
ServiceNow
NOW
$102B
$317K 0.02%
6,430
-3,065
-32% -$135K
WY icon
657
Weyerhaeuser
WY
$17.3B
$317K 0.02%
12,048
+349
+3% +$8.79K
EXPD icon
658
Expeditors International
EXPD
$22.9B
$312K 0.02%
4,115
– –
GH icon
659
Guardant Health
GH
$19.5B
$312K 0.02%
+4,068
New +$226K
VER
660
DELISTED
VEREIT, Inc.
VER
$312K 0.02%
7,460
+463
+7% +$18.5K
HOG icon
661
Harley-Davidson
HOG
$2.68B
$310K 0.02%
8,706
+760
+10% +$27.7K
DGRW icon
662
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$308K 0.02%
7,142
-640
-8% -$26.4K
TROW icon
663
T. Rowe Price
TROW
$25B
$308K 0.02%
3,075
-846
-22% -$81.6K
VANI icon
664
Vivani Medical
VANI
$110M
$307K 0.02%
16,072
+6,618
+70% +$129K
VEGI icon
665
iShares MSCI Agriculture Producers ETF
VEGI
$159M
$307K 0.02%
10,959
– –
MCHP icon
666
Microchip Technology
MCHP
$42.8B
$306K 0.02%
7,366
-2,388
-24% -$99K
TWOU
667
DELISTED
2U Inc
TWOU
$306K 0.02%
144
+9
+7% +$17K
LNC icon
668
Lincoln National
LNC
$7.91B
$304K 0.02%
5,181
+44
+0.9% +$2.61K
INFY icon
669
Infosys
INFY
$45B
$303K 0.02%
27,680
+3,185
+13% +$33.7K
TWO
670
Two Harbors Investment
TWO
$1.27B
$303K 0.02%
5,600
+671
+14% +$37.6K
ALSN icon
671
Allison Transmission
ALSN
$10.1B
$302K 0.02%
6,720
+1,898
+39% +$90.1K
ARI
672
Apollo Commercial Real Estate
ARI
$887M
$302K 0.02%
16,605
-3,781
-19% -$68.1K
BLV icon
673
Vanguard Long-Term Bond ETF
BLV
$5.75B
$302K 0.02%
3,281
+915
+39% +$81.1K
BXMX
674
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$302K 0.02%
22,903
+13
+0.1% +$168
SPAB icon
675
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$302K 0.02%
10,596
-2,319
-18% -$65.1K
25 26
27
28 29

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.