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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITB icon
651
iShares US Home Construction ETF
ITB
$2.41B
$272K 0.02%
+6,223
New +$252K
NEA icon
652
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$272K 0.02%
19,765
-1,191
-6% -$16.3K
KBND
653
DELISTED
KraneShares Bloomberg China Bond Inclusion Index ETF
KBND
$272K 0.02%
7,740
-4,106
-35% -$143K
SGOL icon
654
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$270K 0.02%
21,420
-3,520
-14% -$43.5K
EXAS
655
DELISTED
Exact Sciences
EXAS
$269K 0.02%
5,122
-1,134
-18% -$60.5K
HRL icon
656
Hormel Foods
HRL
$13.9B
$268K 0.02%
7,370
+131
+2% +$4.41K
SDIV icon
657
Global X SuperDividend ETF
SDIV
$1.21B
$268K 0.02%
4,100
+201
+5% +$13.1K
JD icon
658
JD.com
JD
$40.8B
$266K 0.02%
+6,426
New +$253K
AOA icon
659
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$265K 0.02%
4,913
-1,448
-23% -$79.1K
STAG icon
660
STAG Industrial
STAG
$7.86B
$264K 0.02%
9,674
+721
+8% +$20.2K
IHI icon
661
iShares US Medical Devices ETF
IHI
$3.02B
$263K 0.02%
9,096
-6
-0.1% -$173
IVZ icon
662
Invesco
IVZ
$13.3B
$263K 0.02%
7,201
-50
-0.7% -$1.81K
MAR icon
663
Marriott International
MAR
$98.7B
$263K 0.02%
1,934
+18
+0.9% +$2.21K
GPM
664
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$263K 0.02%
29,582
-17,277
-37% -$151K
CHD icon
665
Church & Dwight Co
CHD
$23.1B
$262K 0.02%
5,227
-15
-0.3% -$703
ECPG icon
666
Encore Capital Group
ECPG
$1.93B
$262K 0.02%
6,224
+610
+11% +$27.9K
JRO
667
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$260K 0.02%
22,834
-708
-3% -$8K
AIVI icon
668
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
$259K 0.02%
5,959
-25
-0.4% -$1.07K
EVV
669
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$259K 0.02%
18,983
-3,391
-15% -$46.6K
HACK icon
670
Amplify Cybersecurity ETF
HACK
$2.63B
$257K 0.02%
8,119
-316
-4% -$9.75K
SJR
671
DELISTED
Shaw Communications Inc.
SJR
$257K 0.02%
11,254
+52
+0.5% +$1.17K
HSY icon
672
Hershey
HSY
$35.4B
$255K 0.02%
+2,245
New +$247K
LIT icon
673
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$255K 0.02%
+6,587
New +$259K
APA icon
674
APA Corp
APA
$12.8B
$254K 0.02%
6,016
-577
-9% -$24.3K
FDRR icon
675
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$254K 0.02%
+8,274
New +$248K
25 26
27
28 29

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.