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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEOG icon
651
Neogen
NEOG
$2.05B
$265K 0.02%
9,128
– –
MPC icon
652
Marathon Petroleum
MPC
$90.3B
$264K 0.02%
4,707
+837
+22% +$44.9K
NUE icon
653
Nucor
NUE
$56.4B
$264K 0.02%
4,708
+61
+1% +$3.45K
FPF
654
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$262K 0.02%
10,606
-253
-2% -$6.21K
WMB icon
655
Williams Companies
WMB
$90.5B
$262K 0.02%
+8,727
New +$266K
GVI icon
656
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$261K 0.02%
2,352
+8
+0.3% +$889
YUM icon
657
Yum! Brands
YUM
$41B
$261K 0.02%
3,552
+734
+26% +$55.2K
MINC
658
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$261K 0.02%
+5,358
New +$261K
CM icon
659
Canadian Imperial Bank of Commerce
CM
$107B
$259K 0.02%
+5,918
New +$253K
JKHY icon
660
Jack Henry & Associates
JKHY
$10.7B
$259K 0.02%
2,522
+37
+1% +$3.83K
VV icon
661
Vanguard Large-Cap ETF
VV
$51.9B
$259K 0.02%
2,243
-217
-9% -$24.6K
SDIV icon
662
Global X SuperDividend ETF
SDIV
$1.21B
$258K 0.02%
+3,899
New +$254K
TSLX icon
663
Sixth Street Specialty
TSLX
$1.59B
$258K 0.02%
12,319
+195
+2% +$4.04K
SJR
664
DELISTED
Shaw Communications Inc.
SJR
$258K 0.02%
+11,202
New +$249K
TILT icon
665
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$257K 0.02%
2,436
– –
ILCG icon
666
iShares Morningstar Growth ETF
ILCG
$3.1B
$256K 0.02%
+8,740
New +$252K
DSUM
667
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$256K 0.02%
+10,988
New +$254K
AIVI icon
668
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
$255K 0.02%
5,984
+79
+1% +$3.31K
QYLD icon
669
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$255K 0.02%
+10,666
New +$254K
CHD icon
670
Church & Dwight Co
CHD
$23.1B
$254K 0.02%
5,242
-262
-5% -$13.3K
HACK icon
671
Amplify Cybersecurity ETF
HACK
$2.63B
$254K 0.02%
+8,435
New +$251K
IVZ icon
672
Invesco
IVZ
$13.3B
$254K 0.02%
+7,251
New +$248K
IHI icon
673
iShares US Medical Devices ETF
IHI
$3.02B
$253K 0.02%
9,102
-282
-3% -$7.8K
MCK icon
674
McKesson
MCK
$98.5B
$253K 0.02%
1,649
+236
+17% +$36.8K
ADI icon
675
Analog Devices
ADI
$181B
$252K 0.02%
+2,922
New +$236K
25 26
27
28 29

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.