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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRC
651
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$196K 0.02%
4,026
– –
B
652
Barrick Mining
B
$62.2B
$195K 0.02%
12,218
-4,950
-29% -$78.5K
AGNC icon
653
AGNC Investment
AGNC
$12.3B
$194K 0.02%
+10,688
New +$203K
HWM icon
654
Howmet Aerospace
HWM
$116B
$191K 0.02%
+13,436
New +$202K
RNP icon
655
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
$191K 0.02%
+10,011
New +$188K
NNC
656
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$191K 0.02%
14,795
+667
+5% +$8.93K
DDF
657
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$190K 0.02%
+19,008
New +$184K
EFR
658
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$189K 0.02%
12,862
-1,524
-11% -$21.8K
ACSF
659
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$187K 0.02%
15,698
+222
+1% +$2.54K
NAD icon
660
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$186K 0.02%
13,303
+75
+0.6% +$1.04K
POT
661
DELISTED
Potash Corp Of Saskatchewan
POT
$186K 0.02%
10,295
-1,125
-10% -$19.5K
DO
662
DELISTED
Diamond Offshore Drilling
DO
$186K 0.02%
+10,498
New +$185K
TWO
663
Two Harbors Investment
TWO
$1.27B
$184K 0.02%
2,644
+20
+0.8% +$1.36K
MRO
664
DELISTED
Marathon Oil Corporation
MRO
$184K 0.02%
10,642
-2,034
-16% -$32.7K
NAT icon
665
Nordic American Tanker
NAT
$1.37B
$182K 0.02%
21,877
+6,626
+43% +$58.9K
SVU
666
DELISTED
SUPERVALU Inc.
SVU
$182K 0.02%
5,573
-700
-11% -$23.2K
FIF
667
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$181K 0.02%
10,034
-55
-0.5% -$1K
OIL
668
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$180K 0.02%
28,469
-3,180
-10% -$18.9K
EVV
669
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$179K 0.02%
13,014
-6,642
-34% -$89K
WEN icon
670
Wendy's
WEN
$1.33B
$179K 0.02%
13,268
+1
+0% +$12
WW
671
DELISTED
WW International
WW
$175K 0.02%
15,300
– –
NUV icon
672
Nuveen Municipal Value Fund
NUV
$1.91B
$174K 0.02%
18,184
-4,918
-21% -$48.2K
MSP
673
DELISTED
Madison Strategic Sector
MSP
$174K 0.02%
14,630
-625
-4% -$7.36K
GNW icon
674
Genworth Financial
GNW
$3.8B
$173K 0.02%
45,412
-2,930
-6% -$12.9K
PMF
675
DELISTED
PIMCO Municipal Income Fund
PMF
$173K 0.02%
11,996
+1,016
+9% +$15.4K
25 26
27
28 29

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.