SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+4.44%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$765M
AUM Growth
+$34.6M
Cap. Flow
+$11.2M
Cap. Flow %
1.46%
Top 10 Hldgs %
17.78%
Holding
794
New
97
Increased
326
Reduced
252
Closed
104

Top Buys

1
OEF icon
iShares S&P 100 ETF
OEF
$7.52M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$6.53M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$5.59M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$5.4M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
$3.7M

Top Sells

1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
$5.08M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$3.64M
3
MBB icon
iShares MBS ETF
MBB
$3M
4
IGOV icon
iShares 1-3 Year International Treasury Bond ETF
IGOV
$2.8M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
$2.77M

Sector Composition

1 Consumer Staples 5.74%
2 Healthcare 4.88%
3 Technology 4.8%
4 Industrials 4.21%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SIRI icon
651
SiriusXM
SIRI
$8.1B
$125K 0.02%
3,158
-1,933
-38% -$76.5K
TVIX
652
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$123K 0.02%
2
+1
+100% +$61.5K
VTA
653
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$122K 0.02%
11,048
– –
SLVO icon
654
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$15.8M
$115K 0.02%
+541
New +$115K
BB icon
655
BlackBerry
BB
$2.31B
$114K 0.01%
16,953
-1,354
-7% -$9.11K
MHF
656
Western Asset Municipal High Income Fund
MHF
$159M
$114K 0.01%
13,868
+40
+0.3% +$329
GPM
657
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$114K 0.01%
15,263
+147
+1% +$1.1K
BDJ icon
658
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$112K 0.01%
14,167
+2,723
+24% +$21.5K
CVRR
659
DELISTED
CVR Refining, LP
CVRR
$106K 0.01%
13,642
– –
AWP
660
abrdn Global Premier Properties Fund
AWP
$347M
$105K 0.01%
19,084
+7,309
+62% +$40.2K
ESV
661
DELISTED
Ensco Rowan plc
ESV
$101K 0.01%
+2,589
New +$101K
CLMT icon
662
Calumet Specialty Products
CLMT
$1.55B
$94K 0.01%
19,220
+9,150
+91% +$44.8K
ADAM
663
Adamas Trust, Inc. Common Stock
ADAM
$669M
$94K 0.01%
3,870
-115
-3% -$2.79K
HYB
664
DELISTED
New America High Income Fund, Inc.
HYB
$92K 0.01%
10,745
-2,450
-19% -$21K
PBT
665
Permian Basin Royalty Trust
PBT
$838M
$90K 0.01%
12,210
-615
-5% -$4.53K
SJT
666
San Juan Basin Royalty Trust
SJT
$269M
$90K 0.01%
12,437
-737
-6% -$5.33K
CHK
667
DELISTED
Chesapeake Energy Corporation
CHK
$90K 0.01%
105
+5
+5% +$4.29K
GNW icon
668
Genworth Financial
GNW
$3.52B
$88K 0.01%
34,142
+7,372
+28% +$19K
LDWY icon
669
Lendway
LDWY
$10.1M
$88K 0.01%
5,757
– –
VIVS
670
VivoSim Labs, Inc. Common Stock
VIVS
$6.53M
$83K 0.01%
+92
New +$83K
NCZ
671
Virtus Convertible & Income Fund II
NCZ
$259M
$74K 0.01%
3,485
-238
-6% -$5.05K
BDSI
672
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$73K 0.01%
31,137
+2,653
+9% +$6.22K
AHT
673
Ashford Hospitality Trust
AHT
$37.7M
$68K 0.01%
13
-1
-7% -$5.23K
VALE icon
674
Vale
VALE
$44.4B
$58K 0.01%
11,398
-1,772
-13% -$9.02K
DHY
675
Credit Suisse High Yield Bond Fund
DHY
$217M
$42K 0.01%
17,574
+11
+0.1% +$26
25 26
27
28 29