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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVIX
651
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$121K 0.02%
+1
New +$204K
SBS icon
652
Sabesp
SBS
$19.7B
$119K 0.02%
+92,817
New +$98.1K
VTA
653
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$119K 0.02%
11,048
– –
CLMT icon
654
Calumet Specialty Products
CLMT
$3.63B
$118K 0.02%
10,070
-4,070
-29% -$56.6K
CHY
655
Calamos Convertible and High Income Fund
CHY
$1.03B
$116K 0.02%
11,192
-19,365
-63% -$187K
TULP
656
Bloomia Holdings
TULP
$18.2M
$115K 0.02%
5,757
– –
MHF
657
Western Asset Municipal High Income Fund
MHF
$151M
$113K 0.02%
13,828
+42
+0.3% +$332
GFI icon
658
Gold Fields
GFI
$29.2B
$112K 0.02%
+28,353
New +$106K
MDXG icon
659
MiMedx Group
MDXG
$626M
$111K 0.02%
12,740
+290
+2% +$2.41K
REM icon
660
iShares Mortgage Real Estate ETF
REM
$542M
$110K 0.02%
+2,846
New +$105K
GPM
661
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$110K 0.02%
15,116
-854
-5% -$5.9K
HYB
662
DELISTED
New America High Income Fund, Inc.
HYB
$106K 0.01%
13,195
-3,567
-21% -$26.8K
RJET
663
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$95K 0.01%
48,834
+21,329
+78% +$46.1K
FAX
664
abrdn Asia-Pacific Income Fund
FAX
$590M
$94K 0.01%
+3,128
New +$86.7K
BDSI
665
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$92K 0.01%
28,484
+10,251
+56% +$37.9K
WIN
666
DELISTED
Windstream Holdings Inc
WIN
$91K 0.01%
+2,369
New +$76.9K
AHT
667
Ashford Hospitality Trust
AHT
$21M
$89K 0.01%
14
-1
-7% -$5.42K
BDJ icon
668
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$86K 0.01%
11,444
+1,326
+13% +$9.51K
WLL
669
DELISTED
Whiting Petroleum Corporation
WLL
$84K 0.01%
+35
New +$68.8K
AUY
670
DELISTED
Yamana Gold, Inc.
AUY
$83K 0.01%
27,459
+5,434
+25% +$13.3K
CHK
671
DELISTED
Chesapeake Energy Corporation
CHK
$83K 0.01%
100
-26
-21% -$18.4K
PBT
672
Permian Basin Royalty Trust
PBT
$1.36B
$79K 0.01%
12,825
+123
+1% +$678
ADAM
673
Adamas Trust
ADAM
$777M
$76K 0.01%
3,985
-1,718
-30% -$32.2K
GNW icon
674
Genworth Financial
GNW
$3.8B
$73K 0.01%
26,770
+2,500
+10% +$6.33K
NCZ
675
Virtus Convertible & Income Fund II
NCZ
$292M
$73K 0.01%
3,723
-988
-21% -$17.9K
25 26
27
28 29

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.