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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PICK icon
651
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$102K 0.01%
+6,073
New +$116K
IGD
652
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$503M
$96K 0.01%
13,721
+154
+1% +$1.12K
NCZ
653
Virtus Convertible & Income Fund II
NCZ
$289M
$95K 0.01%
4,711
-362
-7% -$7.58K
AHT
654
Ashford Hospitality Trust
AHT
$21M
$93K 0.01%
15
-1
-6% -$6.6K
GNW icon
655
Genworth Financial
GNW
$3.8B
$91K 0.01%
24,270
+7,265
+43% +$33.6K
GGN
656
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$89K 0.01%
18,735
+1,539
+9% +$8K
CMO
657
DELISTED
Capstead Mortgage Corp.
CMO
$88K 0.01%
10,029
-2,022
-17% -$19.5K
BDSI
658
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$87K 0.01%
18,233
-18,730
-51% -$106K
REED
659
DELISTED
Reeds, Inc. Common Stock
REED
$84K 0.01%
312
– –
OIL
660
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$81K 0.01%
+12,988
New +$100K
HHY
661
DELISTED
Brookfield High Income Fund Inc.
HHY
$80K 0.01%
+11,614
New +$82.6K
MFA
662
MFA Financial
MFA
$929M
$79K 0.01%
2,990
+79
+3% +$2.18K
BDJ icon
663
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$77K 0.01%
10,118
+112
+1% +$845
AWP
664
abrdn Global Premier Properties Fund
AWP
$377M
$73K 0.01%
4,227
-128
-3% -$2.27K
FCG icon
665
First Trust Natural Gas ETF
FCG
$632M
$70K 0.01%
+3,159
New +$90.7K
AMCC
666
DELISTED
Applied Micro Circuits Corporation New
AMCC
$70K 0.01%
11,000
-800
-7% -$5.39K
PBT
667
Permian Basin Royalty Trust
PBT
$1.36B
$64K 0.01%
12,702
-80
-0.6% -$495
UGAZ
668
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$60K 0.01%
10
+6
+150% +$53.2K
CRWN
669
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$56K 0.01%
10,000
-16,300
-62% -$91.8K
SJT
670
San Juan Basin Royalty Trust
SJT
$117M
$55K 0.01%
13,276
-970
-7% -$6.43K
PSLV icon
671
Sprott Physical Silver Trust
PSLV
$11.9B
$54K 0.01%
10,231
-856
-8% -$4.88K
EPM icon
672
Evolution Petroleum
EPM
$137M
$51K 0.01%
10,566
-2,053
-16% -$12.4K
EZPW icon
673
Ezcorp Inc
EZPW
$1.82B
$51K 0.01%
10,275
-6,759
-40% -$40K
BDSI
674
CALL
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$48K 0.01%
10,000
-90,000
-90% -$510K
MEMP
675
DELISTED
Memorial Production Partners LP Common Units
MEMP
$45K 0.01%
+17,104
New +$72.8K
25 26
27
28 29

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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.