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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVT
651
DELISTED
BlackRock MuniVest Fund II
MVT
$211K 0.03%
13,000
– –
UL icon
652
Unilever
UL
$131B
$211K 0.03%
4,504
-732
-14% -$35.1K
NQI
653
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$211K 0.03%
15,741
+28
+0.2% +$376
SLYG icon
654
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$210K 0.03%
+4,444
New +$202K
MEN
655
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$210K 0.03%
17,980
– –
SDRL
656
DELISTED
Seadrill Limited Common Stock
SDRL
$210K 0.03%
84
-14
-14% -$40.6K
FAB icon
657
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$209K 0.03%
4,389
+3
+0.1% +$141
TEVA icon
658
Teva Pharmaceuticals
TEVA
$35.9B
$209K 0.03%
3,347
-172
-5% -$10K
SDIV icon
659
Global X SuperDividend ETF
SDIV
$1.21B
$208K 0.03%
3,003
-292
-9% -$20.4K
SDOG icon
660
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$208K 0.03%
+5,614
New +$212K
BSCH
661
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$208K 0.03%
+9,108
New +$208K
NUV icon
662
Nuveen Municipal Value Fund
NUV
$1.91B
$207K 0.03%
20,930
+2,085
+11% +$20.7K
SA
663
Seabridge Gold
SA
$2.8B
$207K 0.03%
37,678
-6,084
-14% -$47.4K
VT icon
664
Vanguard Total World Stock ETF
VT
$76.3B
$207K 0.03%
+3,365
New +$205K
BNY
665
Bank of New York Mellon
BNY
$108B
$204K 0.03%
5,059
-1,554
-23% -$60.5K
SIVR icon
666
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$204K 0.03%
12,439
-1,488
-11% -$24.5K
WMW
667
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$204K 0.03%
9,844
-300
-3% -$6.22K
NFLX icon
668
Netflix
NFLX
$292B
$203K 0.03%
+34,090
New +$207K
SPH icon
669
Suburban Propane Partners
SPH
$1.23B
$203K 0.03%
+4,733
New +$209K
CEM
670
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$203K 0.03%
+1,624
New +$209K
NEOG icon
671
Neogen
NEOG
$2.05B
$202K 0.03%
11,544
-3
-0% -$55
IXJ icon
672
iShares Global Healthcare ETF
IXJ
$4.11B
$201K 0.03%
+3,720
New +$195K
LXP icon
673
LXP Industrial Trust
LXP
$3.53B
$194K 0.03%
3,939
+831
+27% +$45K
PXH icon
674
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
$190K 0.03%
10,255
+241
+2% +$4.52K
JRO
675
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$190K 0.03%
16,316
-120
-0.7% -$1.36K
25 26
27
28 29

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.