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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.88%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$756M
AUM Growth
Cap. Flow
+$753M
Cap. Flow %
99.53%
Top 10 Hldgs %
16.54%
Holding
716
New
714
Increased
Reduced
Closed

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 7.26%
2 Technology 7%
3 Healthcare 6%
4 Consumer Staples 5.21%
5 Industrials 4.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CMO
651
DELISTED
Capstead Mortgage Corp.
CMO
$158K 0.02%
+12,904
New +$164K
FRA icon
652
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$153K 0.02%
+11,400
New +$155K
HYT icon
653
BlackRock Corporate High Yield Fund
HYT
$1.36B
$153K 0.02%
+13,385
New +$155K
FAX
654
abrdn Asia-Pacific Income Fund
FAX
$590M
$152K 0.02%
+4,571
New +$157K
SJT
655
San Juan Basin Royalty Trust
SJT
$117M
$152K 0.02%
+10,648
New +$180K
IGR
656
CBRE Global Real Estate Income Fund
IGR
$712M
$151K 0.02%
+16,752
New +$146K
RVT icon
657
Royce Value Trust
RVT
$2.21B
$150K 0.02%
+10,471
New +$154K
CHI
658
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$149K 0.02%
+11,580
New +$154K
SSE
659
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$149K 0.02%
+27,467
New +$317K
IRT icon
660
Independence Realty Trust
IRT
$3.92B
$148K 0.02%
+15,946
New +$152K
RMTI icon
661
Rockwell Medical
RMTI
$26.2M
$147K 0.02%
+130
New +$133K
TULP
662
Bloomia Holdings
TULP
$18.2M
$144K 0.02%
+5,757
New +$130K
MNKD icon
663
MannKind Corp
MNKD
$1.28B
$142K 0.02%
+5,448
New +$154K
VALE icon
664
Vale
VALE
$62.9B
$142K 0.02%
+17,398
New +$163K
ODP
665
DELISTED
ODP
ODP
$140K 0.02%
+1,635
New +$104K
PBT
666
Permian Basin Royalty Trust
PBT
$1.36B
$137K 0.02%
+14,396
New +$164K
XRDC
667
DELISTED
Crossroads Capital, Inc
XRDC
$135K 0.02%
+27,631
New +$137K
CSG
668
DELISTED
CHAMBERS STR PPTYS COM
CSG
$135K 0.02%
+16,727
New +$134K
DHY
669
Credit Suisse High Yield Credit Fund
DHY
$238M
$133K 0.02%
+47,551
New +$143K
CEF icon
670
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$131K 0.02%
+11,320
New +$134K
EINC icon
671
VanEck Energy Income ETF
EINC
$102M
$128K 0.02%
+683
New +$157K
EXG icon
672
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$123K 0.02%
+12,946
New +$127K
ETY icon
673
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$120K 0.02%
+10,750
New +$123K
TSI
674
TCW Strategic Income Fund
TSI
$212M
$120K 0.02%
+22,192
New +$122K
WIW
675
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$120K 0.02%
+10,636
New +$122K

Similar funds

Sigma Planning Corp's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Sigma Planning Corp, which disclosed 716 positions worth $756M. Its ten largest holdings account for 17% of the portfolio.

Its largest position is iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.

By sector, the portfolio is most concentrated in Energy at 7.3% of assets, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q4 2014 buy was iShares Core S&P 500 ETF: 122,281 shares worth $25.3M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $756M portfolio in Q4 2014.
  • Sigma Planning Corp disclosed 716 positions in Q4 2014, its first 13F filing on record.

Based on Sigma Planning Corp's 13F filing for Q4 2014, filed 13 Feb 2015.