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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDI icon
626
PIMCO Dynamic Income Fund
PDI
$7.33B
$664K 0.02%
33,550
+4,169
+14% +$81.2K
TGT icon
627
Target
TGT
$63.9B
$661K 0.02%
6,337
+285
+5% +$35.6K
OXY icon
628
Occidental Petroleum
OXY
$55.1B
$660K 0.02%
13,369
-681
-5% -$33.3K
IBIC icon
629
iShares iBonds Oct 2026 Term TIPS ETF
IBIC
$84.4M
$655K 0.02%
+25,201
New +$648K
BEN icon
630
Franklin Resources
BEN
$17.3B
$654K 0.02%
33,976
+9,593
+39% +$192K
ZBH icon
631
Zimmer Biomet
ZBH
$17.9B
$645K 0.02%
5,698
-122
-2% -$13.1K
CMI icon
632
Cummins
CMI
$90.9B
$643K 0.02%
2,051
+32
+2% +$11.3K
SHW icon
633
Sherwin-Williams
SHW
$80.6B
$640K 0.02%
1,833
-211
-10% -$74.1K
CL icon
634
Colgate-Palmolive
CL
$73.5B
$637K 0.02%
6,795
+839
+14% +$75.1K
PSEP icon
635
Innovator US Equity Power Buffer ETF September
PSEP
$843M
$635K 0.02%
16,535
-1,500
-8% -$58.9K
DNP icon
636
DNP Select Income Fund
DNP
$4.14B
$634K 0.02%
64,075
+7,432
+13% +$70.1K
ICVT icon
637
iShares Convertible Bond ETF
ICVT
$7.22B
$629K 0.02%
7,522
+781
+12% +$67.4K
IDU icon
638
iShares US Utilities ETF
IDU
$1.39B
$627K 0.02%
6,179
+224
+4% +$22.4K
CGUS icon
639
Capital Group Core Equity ETF
CGUS
$11.2B
$624K 0.02%
18,681
+3,021
+19% +$106K
VIS icon
640
Vanguard Industrials ETF
VIS
$8.25B
$622K 0.02%
2,513
-161
-6% -$41.7K
BUFG icon
641
FT Vest Buffered Allocation Growth ETF
BUFG
$325M
$621K 0.02%
26,117
+4,311
+20% +$106K
PH icon
642
Parker-Hannifin
PH
$124B
$618K 0.02%
1,017
-36
-3% -$23.5K
SNA icon
643
Snap-on
SNA
$21B
$617K 0.02%
1,832
-1,392
-43% -$473K
VONG icon
644
Vanguard Russell 1000 Growth ETF
VONG
$42.4B
$617K 0.02%
6,649
+4,499
+209% +$457K
EEM icon
645
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$615K 0.02%
14,076
+6,535
+87% +$284K
ATO icon
646
Atmos Energy
ATO
$29.8B
$613K 0.02%
3,963
+561
+16% +$81.8K
BKNG icon
647
Booking.com
BKNG
$145B
$612K 0.02%
3,325
-125
-4% -$23.9K
IGM icon
648
iShares Expanded Tech Sector ETF
IGM
$9.94B
$611K 0.02%
6,737
+1,024
+18% +$103K
PAUG icon
649
Innovator US Equity Power Buffer ETF August
PAUG
$860M
$610K 0.02%
16,151
-13,269
-45% -$513K
GMAY icon
650
FT Vest US Equity Moderate Buffer ETF May
GMAY
$527M
$610K 0.02%
16,821
-119
-0.7% -$4.41K
24 25
26
27 28

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.