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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBB icon
626
Hubbell
HUBB
$26.3B
$694K 0.02%
1,619
-19
-1% -$7.3K
PBA icon
627
Pembina Pipeline
PBA
$29B
$693K 0.02%
16,796
-1,514
-8% -$59.2K
RS icon
628
Reliance Steel & Aluminium
RS
$20.6B
$691K 0.02%
2,389
-51
-2% -$14.6K
EXC icon
629
Exelon
EXC
$48.2B
$691K 0.02%
17,035
+121
+0.7% +$4.55K
PECO icon
630
Phillips Edison & Co
PECO
$5.46B
$689K 0.02%
18,282
-1,993
-10% -$71.1K
JFR icon
631
Nuveen Floating Rate Income Fund
JFR
$1.24B
$687K 0.02%
77,878
-4,976
-6% -$43.7K
SHEL icon
632
Shell
SHEL
$239B
$684K 0.02%
10,367
-523
-5% -$37K
PDEC icon
633
Innovator US Equity Power Buffer ETF December
PDEC
$978M
$680K 0.02%
17,745
-12,489
-41% -$472K
BMAY icon
634
Innovator US Equity Buffer ETF May
BMAY
$230M
$677K 0.02%
17,163
-515
-3% -$19.8K
IBTE
635
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$676K 0.02%
28,173
-6,064
-18% -$145K
PTY icon
636
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$666K 0.02%
46,289
+3,510
+8% +$50.2K
FXN icon
637
First Trust Energy AlphaDEX Fund
FXN
$377M
$662K 0.02%
40,822
+2,366
+6% +$40.9K
SLYG icon
638
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$662K 0.02%
7,111
+133
+2% +$12K
BSX icon
639
Boston Scientific
BSX
$67.6B
$662K 0.02%
7,900
+389
+5% +$30.7K
BDEC icon
640
Innovator US Equity Buffer ETF December
BDEC
$216M
$657K 0.02%
15,253
-771
-5% -$32.6K
BUFF icon
641
Innovator Laddered Allocation Power Buffer ETF
BUFF
$908M
$655K 0.02%
14,846
-1,885
-11% -$81.7K
FTC icon
642
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$655K 0.02%
4,983
+977
+24% +$121K
SPGI icon
643
S&P Global
SPGI
$130B
$655K 0.02%
1,268
-620
-33% -$307K
DDOG icon
644
Datadog
DDOG
$89.7B
$649K 0.02%
5,645
+460
+9% +$53.7K
CGGO icon
645
Capital Group Global Growth Equity ETF
CGGO
$11.3B
$649K 0.02%
21,541
-43,664
-67% -$1.28M
SLVM icon
646
Sylvamo
SLVM
$1.5B
$648K 0.02%
7,550
+488
+7% +$36.4K
VMC icon
647
Vulcan Materials
VMC
$36.9B
$645K 0.02%
2,577
+639
+33% +$159K
BJUN icon
648
Innovator US Equity Buffer ETF June
BJUN
$312M
$642K 0.02%
15,773
-522
-3% -$20.6K
IDU icon
649
iShares US Utilities ETF
IDU
$1.39B
$638K 0.02%
6,254
+726
+13% +$68.7K
HYD icon
650
VanEck High Yield Muni ETF
HYD
$4.45B
$634K 0.02%
11,949
-4,110
-26% -$215K
24 25
26
27 28

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.