We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
-$17.5M
Cap. Flow %
-0.66%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.58%
2 Technology 11.22%
3 Healthcare 4.68%
4 Consumer Discretionary 4.34%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
626
Cigna
CI
$73.5B
$611K 0.02%
2,134
-126
-6% -$35.9K
LQDA icon
627
Liquidia Corp
LQDA
$6.13B
$606K 0.02%
95,640
+4,885
+5% +$35.2K
ABNB icon
628
Airbnb
ABNB
$97.7B
$604K 0.02%
4,403
-1,160
-21% -$160K
DEO icon
629
Diageo
DEO
$48.2B
$603K 0.02%
4,042
-569
-12% -$95.3K
MLPA icon
630
Global X MLP ETF
MLPA
$2.36B
$602K 0.02%
13,491
+159
+1% +$6.96K
KEY icon
631
KeyCorp
KEY
$22.4B
$599K 0.02%
55,632
+2,839
+5% +$31.4K
XTWO icon
632
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
XTWO
$248M
$598K 0.02%
12,222
+7,706
+171% +$377K
OFS icon
633
OFS Capital
OFS
$54.9M
$597K 0.02%
53,124
-497
-0.9% -$5.27K
NAPR icon
634
Innovator Growth-100 Power Buffer ETF April
NAPR
$212M
$596K 0.02%
14,254
-2,555
-15% -$107K
RFI
635
Cohen & Steers Total Return Realty Fund
RFI
$291M
$595K 0.02%
56,788
+308
+0.5% +$3.48K
HIG icon
636
Hartford Financial Services
HIG
$36.1B
$593K 0.02%
8,366
+77
+0.9% +$5.59K
ESS icon
637
Essex Property Trust
ESS
$17.4B
$593K 0.02%
2,795
-14
-0.5% -$3.28K
ACWI icon
638
iShares MSCI ACWI ETF
ACWI
$33B
$592K 0.02%
6,405
-2,858
-31% -$274K
VNLA icon
639
Janus Henderson Short Duration Income ETF
VNLA
$3.44B
$591K 0.02%
12,320
+7,500
+156% +$359K
NUS icon
640
Nu Skin
NUS
$226M
$589K 0.02%
27,792
+1
+0% +$26
VMBS icon
641
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$587K 0.02%
13,408
+7,063
+111% +$318K
EPR icon
642
EPR Properties
EPR
$4.38B
$584K 0.02%
14,069
-1,956
-12% -$86.1K
TSCO icon
643
Tractor Supply
TSCO
$17.2B
$584K 0.02%
14,390
-1,050
-7% -$45.5K
SECT icon
644
Main Sector Rotation ETF
SECT
$2.85B
$584K 0.02%
13,877
+3,050
+28% +$132K
RYLD icon
645
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$579K 0.02%
33,964
+5,478
+19% +$97.1K
LGLV icon
646
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$575K 0.02%
+4,308
New +$601K
VCR icon
647
Vanguard Consumer Discretionary ETF
VCR
$5.77B
$572K 0.02%
2,121
-707
-25% -$201K
JCPB icon
648
JPMorgan Core Plus Bond ETF
JCPB
$14.7B
$570K 0.02%
12,752
-2,619
-17% -$120K
IUS icon
649
Invesco RAFI Strategic US ETF
IUS
$979M
$569K 0.02%
+14,297
New +$586K
ITB icon
650
iShares US Home Construction ETF
ITB
$2.12B
$568K 0.02%
7,241
+581
+9% +$49.3K
24 25
26
27 28

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.