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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INMD icon
626
InMode
INMD
$887M
$799K 0.02%
10,018
+62
+0.6% +$3.78K
EA icon
627
Electronic Arts
EA
$52.4B
$795K 0.02%
5,586
-661
-11% -$92.8K
FMB icon
628
First Trust Managed Municipal ETF
FMB
$2.04B
$795K 0.02%
13,993
+1,076
+8% +$61.8K
PHYS icon
629
Sprott Physical Gold
PHYS
$14.7B
$795K 0.02%
57,627
+1,751
+3% +$24.8K
TSM icon
630
TSMC
TSM
$2.03T
$793K 0.02%
7,101
-712
-9% -$83.6K
NLY icon
631
Annaly Capital Management
NLY
$17.1B
$791K 0.02%
23,499
+2,757
+13% +$94.9K
PLD icon
632
Prologis
PLD
$137B
$789K 0.02%
6,290
+3,332
+113% +$432K
TAN icon
633
Invesco Solar ETF
TAN
$1.46B
$788K 0.02%
9,862
-3,804
-28% -$320K
ROKU icon
634
CALL
Roku
ROKU
$21.3B
$783K 0.02%
2,500
+1,500
+150% +$565K
VTR icon
635
Ventas
VTR
$49B
$783K 0.02%
14,181
-531
-4% -$30.4K
SCHE icon
636
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$781K 0.02%
25,637
-194
-0.8% -$6.06K
FSEP icon
637
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$777K 0.02%
+22,896
New +$786K
SJM icon
638
J.M. Smucker
SJM
$12.8B
$774K 0.02%
6,447
+53
+0.8% +$6.74K
PRVB
639
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$770K 0.02%
120,345
+9,880
+9% +$63.5K
IEO icon
640
iShares US Oil & Gas Exploration & Production ETF
IEO
$560M
$766K 0.02%
+13,189
New +$688K
HYMB icon
641
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$764K 0.02%
25,472
-870
-3% -$26.4K
CL icon
642
Colgate-Palmolive
CL
$74B
$761K 0.02%
10,065
-2,804
-22% -$223K
TPSC icon
643
Timothy Plan US Small Cap Core ETF
TPSC
$360M
$761K 0.02%
23,022
+106
+0.5% +$3.51K
SPYG icon
644
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$759K 0.02%
11,850
+821
+7% +$54.2K
XHB icon
645
State Street SPDR S&P Homebuilders ETF
XHB
$1.68B
$759K 0.02%
10,581
-2,740
-21% -$206K
DTM icon
646
DT Midstream
DTM
$14.5B
$754K 0.02%
+16,302
New +$713K
FMF icon
647
First Trust Managed Futures Strategy Fund
FMF
$249M
$753K 0.02%
15,836
+888
+6% +$42.5K
WELL icon
648
Welltower
WELL
$177B
$749K 0.02%
9,089
+396
+5% +$34K
FRPT icon
649
Freshpet
FRPT
$2.91B
$744K 0.02%
5,217
-604
-10% -$86.4K
MSCI icon
650
MSCI
MSCI
$41.3B
$742K 0.02%
1,220
-54
-4% -$33K
24 25
26
27 28

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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.