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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPO icon
626
XPO
XPO
$20.5B
$705K 0.02%
16,524
+364
+2% +$15.1K
ABNB icon
627
Airbnb
ABNB
$97.8B
$702K 0.02%
+3,733
New +$692K
CARR icon
628
Carrier Global
CARR
$44.8B
$700K 0.02%
16,568
-5,409
-25% -$210K
CARZ icon
629
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$47.8M
$700K 0.02%
+12,136
New +$686K
FINX icon
630
Global X FinTech ETF
FINX
$161M
$699K 0.02%
15,837
+1,329
+9% +$62.5K
FXH icon
631
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
$698K 0.02%
6,428
+49
+0.8% +$5.36K
REGN icon
632
Regeneron Pharmaceuticals
REGN
$81.3B
$695K 0.02%
1,469
+274
+23% +$133K
FDVV icon
633
Fidelity High Dividend ETF
FDVV
$10.4B
$694K 0.02%
19,519
+1,722
+10% +$58.5K
LDSF icon
634
First Trust Low Duration Strategic Focus ETF
LDSF
$164M
$692K 0.02%
+34,190
New +$697K
TPSC icon
635
Timothy Plan US Small Cap Core ETF
TPSC
$367M
$689K 0.02%
+21,200
New +$659K
ZEN
636
DELISTED
ZENDESK INC
ZEN
$689K 0.02%
5,198
+716
+16% +$103K
ELV icon
637
Elevance Health
ELV
$89.8B
$686K 0.02%
1,912
+221
+13% +$71.1K
HBAN icon
638
Huntington Bancshares
HBAN
$32.1B
$683K 0.02%
43,431
-3,692
-8% -$55.4K
MIY icon
639
BlackRock MuniYield Michigan Quality Fund
MIY
$355M
$683K 0.02%
45,453
+2,893
+7% +$42.4K
NNN icon
640
NNN REIT
NNN
$8B
$683K 0.02%
15,493
+1,032
+7% +$43.2K
DES icon
641
WisdomTree US SmallCap Dividend Fund
DES
$2.13B
$682K 0.02%
21,909
+725
+3% +$21.4K
FMF icon
642
First Trust Managed Futures Strategy Fund
FMF
$284M
$681K 0.02%
14,378
+752
+6% +$35.1K
WCN
643
Waste Connections
WCN
$39.1B
$681K 0.02%
+6,310
New +$641K
AMCR icon
644
Amcor
AMCR
$19.6B
$680K 0.02%
11,648
+559
+5% +$31.9K
ABB
645
DELISTED
ABB Ltd
ABB
$679K 0.02%
22,289
-669
-3% -$20.1K
DWM icon
646
WisdomTree International Equity Fund
DWM
$669M
$678K 0.02%
12,900
-162
-1% -$8.45K
HZNP
647
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$678K 0.02%
7,366
+339
+5% +$28.6K
OGIG icon
648
ALPS O'Shares Global Internet Giants ETF
OGIG
$105M
$677K 0.02%
12,983
+978
+8% +$55.5K
AKAM icon
649
Akamai
AKAM
$15.4B
$675K 0.02%
6,629
-640
-9% -$66.1K
RPM icon
650
RPM International
RPM
$12.7B
$675K 0.02%
7,349
-296
-4% -$25.6K
24 25
26
27 28

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.