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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNL icon
626
Global Net Lease
GNL
$1.87B
$471K 0.02%
29,643
-3,671
-11% -$62K
PSEC icon
627
Prospect Capital
PSEC
$1.12B
$470K 0.02%
93,403
-17,363
-16% -$87.3K
SEDG icon
628
SolarEdge
SEDG
$2.62B
$470K 0.02%
+1,970
New +$379K
NKLA
629
DELISTED
Nikola Corporation Common Stock
NKLA
$468K 0.02%
762
+648
+568% +$754K
KXI icon
630
iShares Global Consumer Staples ETF
KXI
$1.06B
$464K 0.02%
8,372
-2,625
-24% -$144K
SHV icon
631
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$464K 0.02%
4,191
-3,421
-45% -$379K
BA icon
632
CALL
Boeing
BA
$167B
$463K 0.02%
2,800
+800
+40% +$136K
SPYG icon
633
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$461K 0.02%
9,202
-153
-2% -$7.5K
UTRN
634
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$460K 0.02%
15,787
+942
+6% +$27.3K
GPC icon
635
Genuine Parts
GPC
$17.6B
$458K 0.02%
4,816
+203
+4% +$18.9K
IWB icon
636
iShares Russell 1000 ETF
IWB
$47.7B
$458K 0.02%
+2,447
New +$452K
WST icon
637
West Pharmaceutical
WST
$23.3B
$458K 0.02%
1,666
+210
+14% +$55.6K
PVLA
638
Palvella Therapeutics
PVLA
$2.03B
$457K 0.02%
2,763
+494
+22% +$112K
BLCN
639
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$456K 0.02%
+13,327
New +$449K
AN icon
640
AutoNation
AN
$7.1B
$455K 0.02%
8,601
-369
-4% -$19.2K
LADR
641
Ladder Capital
LADR
$1.24B
$455K 0.02%
63,841
+224
+0.4% +$1.68K
ZROZ icon
642
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.36B
$454K 0.02%
+2,657
New +$467K
DBEM icon
643
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$106M
$448K 0.02%
18,445
-7,286
-28% -$176K
VLO icon
644
Valero Energy
VLO
$90.5B
$447K 0.02%
10,317
-109
-1% -$5.71K
SCHM icon
645
Schwab US Mid-Cap ETF
SCHM
$14.6B
$446K 0.02%
24,135
+468
+2% +$8.67K
UCON icon
646
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$446K 0.02%
17,003
-1,672
-9% -$43.8K
MDYG icon
647
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.85B
$445K 0.02%
7,748
+61
+0.8% +$3.48K
JPS
648
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$444K 0.02%
50,376
-1,803
-3% -$16.1K
LVS icon
649
Las Vegas Sands
LVS
$31.6B
$441K 0.02%
9,444
-160
-2% -$7.64K
BWG
650
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$440K 0.02%
+38,270
New +$471K
24 25
26
27 28

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.