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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTI icon
626
British American Tobacco
BTI
$132B
$459K 0.02%
11,833
+1,129
+11% +$43.3K
PGHY icon
627
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$221M
$458K 0.02%
21,539
+4,327
+25% +$89.6K
MCHP icon
628
Microchip Technology
MCHP
$42.8B
$451K 0.02%
8,558
+510
+6% +$22.9K
GM icon
629
General Motors
GM
$74.7B
$449K 0.02%
17,738
+6,585
+59% +$160K
EBS icon
630
Emergent Biosolutions
EBS
$375M
$447K 0.02%
+5,648
New +$421K
KHC icon
631
Kraft Heinz
KHC
$30.4B
$447K 0.02%
14,017
+19
+0.1% +$570
PSCH icon
632
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
$446K 0.02%
11,046
+543
+5% +$20.8K
QRVO icon
633
Qorvo
QRVO
$7.63B
$445K 0.02%
+4,022
New +$399K
AMAT icon
634
Applied Materials
AMAT
$426B
$444K 0.02%
7,342
+383
+6% +$20.7K
JPS
635
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$441K 0.02%
52,179
+4,689
+10% +$37.9K
GII icon
636
State Street SPDR S&P Global Infrastructure ETF
GII
$937M
$439K 0.02%
10,029
+2,903
+41% +$124K
RDS.B
637
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$438K 0.02%
14,379
-8,766
-38% -$287K
LVS icon
638
Las Vegas Sands
LVS
$30.5B
$437K 0.02%
9,604
+2,569
+37% +$121K
DON icon
639
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$433K 0.02%
15,268
-2,411
-14% -$65.1K
BAPR icon
640
Innovator US Equity Buffer ETF April
BAPR
$403M
$432K 0.02%
15,643
-55,058
-78% -$1.47M
IMCB icon
641
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$432K 0.02%
9,372
-784
-8% -$34.1K
GSY icon
642
Invesco Ultra Short Duration ETF
GSY
$3.82B
$431K 0.02%
8,548
-286
-3% -$14.3K
WHR icon
643
Whirlpool
WHR
$2.42B
$431K 0.02%
3,329
+160
+5% +$18.3K
NGG icon
644
National Grid
NGG
$82.7B
$430K 0.02%
8,000
+52
+0.7% +$2.63K
WEC icon
645
WEC Energy
WEC
$37.7B
$430K 0.02%
4,905
+1,150
+31% +$104K
FIDU icon
646
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$425K 0.02%
11,827
-1,331
-10% -$44.8K
MDP
647
DELISTED
Meredith Corporation
MDP
$425K 0.02%
+29,209
New +$425K
KYN icon
648
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$424K 0.02%
+80,349
New +$428K
TT icon
649
Trane Technologies
TT
$106B
$423K 0.02%
4,749
-75
-2% -$6.52K
XRX icon
650
Xerox
XRX
$337M
$422K 0.02%
+27,576
New +$476K
24 25
26
27 28

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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.