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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
626
Public Service Enterprise Group
PEG
$39.3B
$318K 0.02%
7,081
+428
+6% +$23.1K
NVTA
627
DELISTED
Invitae Corporation
NVTA
$318K 0.02%
23,260
-19,018
-45% -$347K
NUM
628
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$318K 0.02%
23,663
+956
+4% +$13.3K
IDCC icon
629
InterDigital
IDCC
$6.72B
$317K 0.02%
7,103
-3,585
-34% -$189K
CINF icon
630
Cincinnati Financial
CINF
$28.3B
$315K 0.02%
4,181
-613
-13% -$61.1K
GBAB
631
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
$315K 0.02%
14,306
+662
+5% +$15.5K
PALL icon
632
abrdn Physical Palladium Shares ETF
PALL
$610M
$315K 0.02%
7,085
-4,900
-41% -$211K
PDBC icon
633
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.2B
$315K 0.02%
+26,657
New +$388K
RVT icon
634
Royce Value Trust
RVT
$2.22B
$315K 0.02%
32,580
-25,785
-44% -$342K
TROW icon
635
T. Rowe Price
TROW
$26.1B
$314K 0.02%
3,212
+266
+9% +$32.6K
ET icon
636
Energy Transfer Partners
ET
$69.5B
$313K 0.02%
68,121
-588
-0.9% -$6.26K
UTRN
637
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$313K 0.02%
14,795
+1,800
+14% +$43.5K
GLW icon
638
Corning
GLW
$108B
$311K 0.02%
15,136
-27,741
-65% -$723K
BCI icon
639
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.92B
$310K 0.02%
17,746
-1,090
-6% -$22.4K
AWR icon
640
American States Water
AWR
$3.45B
$309K 0.02%
3,779
-2,564
-40% -$220K
BWX icon
641
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$309K 0.02%
11,100
+309
+3% +$8.79K
VCR icon
642
Vanguard Consumer Discretionary ETF
VCR
$6.01B
$309K 0.02%
2,128
-316
-13% -$56.6K
VXX icon
643
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$159M
$308K 0.02%
104
-64
-38% -$104K
SNY icon
644
Sanofi
SNY
$109B
$305K 0.02%
+6,969
New +$333K
PCI
645
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$305K 0.02%
18,125
-2,345
-11% -$54.3K
MRNA icon
646
Moderna
MRNA
$22.1B
$304K 0.02%
+10,155
New +$234K
IP icon
647
International Paper
IP
$23.3B
$303K 0.02%
10,282
-8,818
-46% -$327K
AIVL icon
648
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$302K 0.02%
4,675
+391
+9% +$32.4K
NAD icon
649
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$302K 0.02%
21,992
+1,449
+7% +$20.9K
ADI icon
650
Analog Devices
ADI
$178B
$301K 0.02%
3,360
-82
-2% -$8.96K
24 25
26
27 28

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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.