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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEM icon
626
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$458K 0.02%
12,194
-1,884
-13% -$67.9K
REM icon
627
iShares Mortgage Real Estate ETF
REM
$542M
$457K 0.02%
10,270
+39
+0.4% +$1.69K
CHTR icon
628
Charter Communications
CHTR
$14.7B
$456K 0.02%
940
+261
+38% +$120K
HTRB icon
629
Hartford Total Return Bond ETF
HTRB
$2.22B
$456K 0.02%
+11,336
New +$470K
EMLP icon
630
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$454K 0.02%
17,814
+882
+5% +$21.9K
GD icon
631
General Dynamics
GD
$105B
$454K 0.02%
2,572
-158
-6% -$28.4K
SLY
632
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$454K 0.02%
6,266
+138
+2% +$9.59K
BLES icon
633
Inspire Global Hope ETF
BLES
$158M
$452K 0.02%
14,875
+1,050
+8% +$30.4K
IMCG icon
634
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$448K 0.02%
10,218
– –
STOR
635
DELISTED
STORE Capital Corporation
STOR
$448K 0.02%
12,031
-863
-7% -$33.4K
PSCH icon
636
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
$447K 0.02%
10,368
-15,360
-60% -$622K
DSL
637
DoubleLine Income Solutions Fund
DSL
$1.21B
$444K 0.02%
22,476
+8,244
+58% +$164K
ROBO icon
638
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$444K 0.02%
10,567
-4,498
-30% -$181K
KXI icon
639
iShares Global Consumer Staples ETF
KXI
$1.03B
$442K 0.02%
7,965
+3
+0% +$164
HEFA icon
640
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$440K 0.02%
14,405
+415
+3% +$12.7K
VIOV icon
641
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$440K 0.02%
6,330
+702
+12% +$47K
PALL icon
642
abrdn Physical Palladium Shares ETF
PALL
$603M
$439K 0.02%
11,985
-1,310
-10% -$44.4K
LK
643
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$439K 0.02%
+11,160
New +$282K
PHYS icon
644
Sprott Physical Gold
PHYS
$14.6B
$437K 0.02%
35,894
+1,990
+6% +$23.7K
GM icon
645
General Motors
GM
$74.7B
$435K 0.02%
11,890
-575
-5% -$20.9K
CCL icon
646
Carnival Corporation Ltd
CCL
$36.1B
$434K 0.02%
8,535
-955
-10% -$42.7K
NOW icon
647
ServiceNow
NOW
$102B
$433K 0.02%
7,675
+620
+9% +$32.7K
PGHY icon
648
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$221M
$430K 0.02%
+18,867
New +$431K
ATVI
649
DELISTED
Activision Blizzard
ATVI
$428K 0.02%
7,210
-2,051
-22% -$114K
BCI icon
650
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$427K 0.02%
18,836
+5,527
+42% +$124K
24 25
26
27 28

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.