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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSBE
626
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$435K 0.02%
16,749
+673
+4% +$17.4K
EMLP icon
627
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$433K 0.02%
16,932
+769
+5% +$19.4K
URI icon
628
United Rentals
URI
$71.1B
$433K 0.02%
3,472
+1,635
+89% +$198K
REM icon
629
iShares Mortgage Real Estate ETF
REM
$542M
$431K 0.02%
10,231
+1,901
+23% +$80.2K
BSAE
630
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$431K 0.02%
16,873
+677
+4% +$17.3K
EL icon
631
Estee Lauder
EL
$29B
$430K 0.02%
2,162
+493
+30% +$94.3K
SU icon
632
Suncor Energy
SU
$77.7B
$430K 0.02%
+13,630
New +$410K
ZBH icon
633
Zimmer Biomet
ZBH
$17.7B
$430K 0.02%
+3,225
New +$417K
FCOR icon
634
Fidelity Corporate Bond ETF
FCOR
$352M
$429K 0.02%
8,088
+2,690
+50% +$141K
MS icon
635
Morgan Stanley
MS
$337B
$429K 0.02%
10,052
-48
-0.5% -$2.05K
PALL icon
636
abrdn Physical Palladium Shares ETF
PALL
$603M
$423K 0.02%
13,295
+185
+1% +$5.36K
VFH icon
637
Vanguard Financials ETF
VFH
$13.3B
$420K 0.02%
6,001
-2,459
-29% -$170K
FLTR icon
638
VanEck IG Floating Rate ETF
FLTR
$2.93B
$419K 0.02%
16,616
-3,539
-18% -$89.2K
HEFA icon
639
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$419K 0.02%
13,990
+72
+0.5% +$2.1K
SPGP icon
640
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$419K 0.02%
7,430
+23
+0.3% +$1.29K
AB icon
641
AllianceBernstein
AB
$3.47B
$418K 0.02%
14,238
-2,197
-13% -$63.9K
IWV icon
642
iShares Russell 3000 ETF
IWV
$19.5B
$417K 0.02%
2,400
+102
+4% +$17.7K
AMCX icon
643
AMC Global Media
AMCX
$430M
$415K 0.02%
8,450
-536
-6% -$27.6K
CCL icon
644
Carnival Corporation Ltd
CCL
$36.1B
$415K 0.02%
9,490
-193
-2% -$8.91K
IMCG icon
645
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$415K 0.02%
10,218
-6
-0.1% -$250
USFD icon
646
US Foods
USFD
$21.4B
$415K 0.02%
+10,100
New +$390K
IWN icon
647
iShares Russell 2000 Value ETF
IWN
$14.4B
$412K 0.02%
3,453
+106
+3% +$12.5K
VCR icon
648
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$412K 0.02%
2,286
+145
+7% +$26.2K
SLY
649
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$412K 0.02%
6,128
+1,220
+25% +$81.6K
BKNG icon
650
Booking.com
BKNG
$138B
$408K 0.02%
5,175
-450
-8% -$34.9K
24 25
26
27 28

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.