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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIVL icon
626
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$399K 0.02%
4,651
-189
-4% -$16.1K
BUD icon
627
AB InBev
BUD
$158B
$398K 0.02%
4,491
-238
-5% -$20.4K
MDR
628
DELISTED
McDermott International
MDR
$397K 0.02%
41,123
-4,684
-10% -$37.4K
IWV icon
629
iShares Russell 3000 ETF
IWV
$19.5B
$396K 0.02%
2,298
+521
+29% +$88.4K
HBI
630
DELISTED
Hanesbrands
HBI
$394K 0.02%
22,901
+11,287
+97% +$194K
HEI icon
631
HEICO Corp
HEI
$48.9B
$392K 0.02%
2,930
+234
+9% +$26K
CCK icon
632
Crown Holdings
CCK
$12.8B
$390K 0.02%
+6,384
New +$372K
ADI icon
633
Analog Devices
ADI
$181B
$387K 0.02%
3,430
-20
-0.6% -$2.17K
QURE icon
634
uniQure
QURE
$2.68B
$387K 0.02%
+4,957
New +$316K
MFIC icon
635
MidCap Financial Investment
MFIC
$784M
$386K 0.02%
24,442
-1,318
-5% -$20.7K
TRGP icon
636
Targa Resources
TRGP
$60.4B
$386K 0.02%
9,831
-1,344
-12% -$53.4K
YUM icon
637
Yum! Brands
YUM
$41B
$386K 0.02%
3,488
-473
-12% -$49.1K
DNP icon
638
DNP Select Income Fund
DNP
$4.18B
$385K 0.02%
32,571
-201
-0.6% -$2.34K
VCR icon
639
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$384K 0.02%
2,141
-67
-3% -$11.8K
AN icon
640
AutoNation
AN
$6.97B
$383K 0.02%
9,124
+20
+0.2% +$796
FXD icon
641
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$383K 0.02%
8,950
+3,897
+77% +$166K
HEXO
642
DELISTED
HEXO Corp. Common Shares
HEXO
$383K 0.02%
+1,285
New +$476K
PALL icon
643
abrdn Physical Palladium Shares ETF
PALL
$603M
$382K 0.02%
13,110
-990
-7% -$26K
SPY icon
644
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$381K 0.02%
1,300
– –
AMZN icon
645
CALL
Amazon
AMZN
$2.5T
$379K 0.02%
4,000
-16,000
-80% -$1.49M
ALGN icon
646
Align Technology
ALGN
$12B
$377K 0.02%
1,377
+8
+0.6% +$2.42K
BLV icon
647
Vanguard Long-Term Bond ETF
BLV
$5.75B
$376K 0.02%
3,872
+591
+18% +$54.9K
PDM
648
Piedmont Realty Trust
PDM
$1.22B
$375K 0.02%
18,829
-1,612
-8% -$33.3K
DBL
649
DoubleLine Opportunistic Credit Fund
DBL
$278M
$374K 0.02%
17,880
+66
+0.4% +$1.34K
MLM icon
650
Martin Marietta Materials
MLM
$33.6B
$371K 0.02%
1,610
-13
-0.8% -$2.82K
24 25
26
27 28

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.