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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
626
Invesco Financial Preferred ETF
PGF
$676M
$350K 0.02%
19,142
-680
-3% -$12.3K
PB icon
627
Prosperity Bancshares
PB
$8.77B
$349K 0.02%
5,056
+33
+0.7% +$2.35K
HUM icon
628
Humana
HUM
$46.7B
$347K 0.02%
1,305
-89
-6% -$25.6K
RYAM icon
629
Rayonier Advanced Materials
RYAM
$565M
$345K 0.02%
25,431
+11,039
+77% +$149K
LZB icon
630
La-Z-Boy
LZB
$1.59B
$344K 0.02%
10,441
-2,000
-16% -$63.2K
ISCV icon
631
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$343K 0.02%
7,455
-60
-0.8% -$2.76K
AWR icon
632
American States Water
AWR
$3.39B
$342K 0.02%
+4,790
New +$328K
MDR
633
DELISTED
McDermott International
MDR
$341K 0.02%
45,807
+5,422
+13% +$44.7K
ORLY icon
634
O'Reilly Automotive
ORLY
$72.4B
$339K 0.02%
13,110
+3,960
+43% +$95.8K
UNM icon
635
Unum
UNM
$13.8B
$339K 0.02%
10,028
-237
-2% -$8.25K
NVG icon
636
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$338K 0.02%
22,377
-1,258
-5% -$18.3K
SPH icon
637
Suburban Propane Partners
SPH
$1.23B
$338K 0.02%
15,066
+1,292
+9% +$28.5K
CXT icon
638
Crane NXT
CXT
$3.04B
$336K 0.02%
11,438
+288
+3% +$8.15K
BWX icon
639
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$330K 0.02%
11,840
-8,715
-42% -$242K
PBI icon
640
Pitney Bowes
PBI
$2.42B
$330K 0.02%
48,034
-16,910
-26% -$117K
SLY
641
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$329K 0.02%
4,939
-1,288
-21% -$85.5K
PKW icon
642
Invesco BuyBack Achievers ETF
PKW
$1.69B
$328K 0.02%
5,496
+220
+4% +$12.7K
QQQX icon
643
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$328K 0.02%
14,742
-4,685
-24% -$102K
MLM icon
644
Martin Marietta Materials
MLM
$33.6B
$327K 0.02%
+1,623
New +$303K
IGOV icon
645
iShares International Treasury Bond ETF
IGOV
$1.34B
$326K 0.02%
6,639
-3,269
-33% -$159K
RWX icon
646
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$326K 0.02%
8,301
-2,269
-21% -$86.5K
AN icon
647
AutoNation
AN
$6.97B
$325K 0.02%
9,104
+2,409
+36% +$87.3K
CUE icon
648
Cue Biopharma
CUE
$135M
$325K 0.02%
+1,403
New +$267K
AMAT icon
649
Applied Materials
AMAT
$426B
$324K 0.02%
8,169
-205
-2% -$7.79K
SWKS icon
650
Skyworks Solutions
SWKS
$9.06B
$324K 0.02%
3,925
+433
+12% +$33.4K
24 25
26
27 28

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.