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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFZ icon
626
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$290K 0.02%
11,580
+5
+0% +$119
BIZD icon
627
VanEck BDC Income ETF
BIZD
$1.58B
$289K 0.02%
16,166
-908
-5% -$16.1K
DHS icon
628
WisdomTree US High Dividend Fund
DHS
$1.56B
$286K 0.02%
4,093
-526
-11% -$36.2K
XYZ
629
Block Inc
XYZ
$45.9B
$286K 0.02%
9,943
+950
+11% +$24.9K
VBF icon
630
Invesco Bond Fund
VBF
$168M
$284K 0.02%
14,201
-7,748
-35% -$152K
SLY
631
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$284K 0.02%
4,362
+136
+3% +$8.36K
BEN icon
632
Franklin Resources
BEN
$16.9B
$283K 0.02%
6,364
-797
-11% -$34.9K
MIY icon
633
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$283K 0.02%
20,265
+2,498
+14% +$35.2K
SLYG icon
634
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$283K 0.02%
4,960
-748
-13% -$40.5K
IGF icon
635
iShares Global Infrastructure ETF
IGF
$11B
$282K 0.02%
6,236
+533
+9% +$24.1K
PTEU icon
636
Pacer Trendpilot European Index ETF
PTEU
$36.1M
$282K 0.02%
+9,207
New +$272K
VPL icon
637
Vanguard FTSE Pacific ETF
VPL
$8.05B
$282K 0.02%
4,137
+100
+2% +$6.73K
JRO
638
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$279K 0.02%
23,542
-1,963
-8% -$23K
PSI icon
639
Invesco Semiconductors ETF
PSI
$2.44B
$278K 0.02%
16,905
-2,145
-11% -$32.3K
HEDJ icon
640
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$277K 0.02%
8,550
-7,820
-48% -$245K
FDD icon
641
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$273K 0.02%
19,987
+1,758
+10% +$23.4K
RS icon
642
Reliance Steel & Aluminium
RS
$20.8B
$273K 0.02%
3,578
-32
-0.9% -$2.34K
GES
643
DELISTED
Guess Inc
GES
$272K 0.02%
15,967
-3,129
-16% -$44.3K
AGR
644
DELISTED
Avangrid, Inc.
AGR
$272K 0.02%
5,726
+115
+2% +$5.34K
ICF icon
645
iShares Select U.S. REIT ETF
ICF
$2.12B
$271K 0.02%
5,386
-1,988
-27% -$101K
HOG icon
646
Harley-Davidson
HOG
$2.68B
$268K 0.02%
5,553
-1,010
-15% -$49.2K
IGM icon
647
iShares Expanded Tech Sector ETF
IGM
$9.94B
$268K 0.02%
+10,350
New +$261K
VIVS
648
VivoSim Labs
VIVS
$1.46M
$268K 0.02%
503
+102
+25% +$54.3K
DEM icon
649
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$267K 0.02%
6,198
+22
+0.4% +$948
NBH
650
Neuberger Municipal Fund Inc
NBH
$304M
$265K 0.02%
+17,227
New +$267K
24 25
26
27 28

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.