We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
626
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$210K 0.02%
+7,768
New +$198K
PKB icon
627
Invesco Building & Construction ETF
PKB
$438M
$210K 0.02%
+7,532
New +$201K
BSJL
628
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$210K 0.02%
+8,505
New +$210K
IGSB icon
629
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$209K 0.02%
3,986
-324
-8% -$17K
AAPL icon
630
CALL
Apple
AAPL
$4.89T
$208K 0.02%
+7,200
New +$204K
AIG icon
631
American International
AIG
$41.9B
$208K 0.02%
+3,184
New +$200K
NBB icon
632
Nuveen Taxable Municipal Income Fund
NBB
$447M
$208K 0.02%
10,076
-7,717
-43% -$161K
PTLC icon
633
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$208K 0.02%
+8,716
New +$204K
DWM icon
634
WisdomTree International Equity Fund
DWM
$666M
$206K 0.02%
+4,431
New +$204K
TCPC icon
635
BlackRock TCP Capital
TCPC
$265M
$206K 0.02%
12,185
-3,668
-23% -$60.6K
BKNG icon
636
Booking.com
BKNG
$138B
$205K 0.02%
+3,500
New +$209K
IWV icon
637
iShares Russell 3000 ETF
IWV
$19.5B
$205K 0.02%
1,542
-283
-16% -$36.7K
MVT
638
DELISTED
BlackRock MuniVest Fund II
MVT
$204K 0.02%
13,387
+1,418
+12% +$22.3K
WRB icon
639
W.R. Berkley
WRB
$28B
$204K 0.02%
+10,375
New +$186K
PDN icon
640
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$203K 0.02%
7,514
-200
-3% -$5.42K
TFC icon
641
Truist Financial
TFC
$63.2B
$203K 0.02%
+4,321
New +$184K
SA
642
Seabridge Gold
SA
$2.8B
$202K 0.02%
24,729
+436
+2% +$4.29K
YUM icon
643
Yum! Brands
YUM
$41B
$202K 0.02%
3,189
-9
-0.3% -$565
PHG icon
644
Philips
PHG
$25.4B
$201K 0.02%
8,891
-467
-5% -$10.2K
VFH icon
645
Vanguard Financials ETF
VFH
$13.3B
$201K 0.02%
+3,385
New +$185K
WDC icon
646
Western Digital
WDC
$179B
$201K 0.02%
+3,921
New +$181K
QAI icon
647
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$200K 0.02%
6,985
-46
-0.7% -$1.32K
VEU icon
648
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$200K 0.02%
4,534
-355
-7% -$15.7K
FCRD
649
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$200K 0.02%
20,008
-2,162
-10% -$21.1K
DPLO
650
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$197K 0.02%
15,665
-3,096
-17% -$57.7K
24 25
26
27 28

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.