SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+4.44%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$765M
AUM Growth
+$34.6M
Cap. Flow
+$11.2M
Cap. Flow %
1.46%
Top 10 Hldgs %
17.78%
Holding
794
New
97
Increased
326
Reduced
252
Closed
104

Top Buys

1
OEF icon
iShares S&P 100 ETF
OEF
$7.52M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$6.53M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$5.59M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$5.4M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
$3.7M

Top Sells

1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
$5.08M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$3.64M
3
MBB icon
iShares MBS ETF
MBB
$3M
4
IGOV icon
iShares 1-3 Year International Treasury Bond ETF
IGOV
$2.8M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
$2.77M

Sector Composition

1 Consumer Staples 5.74%
2 Healthcare 4.88%
3 Technology 4.8%
4 Industrials 4.21%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WW
626
DELISTED
WW International
WW
$180K 0.02%
15,480
+180
+1% +$2.09K
SA
627
Seabridge Gold
SA
$1.81B
$178K 0.02%
12,154
-16,816
-58% -$246K
MSP
628
DELISTED
Madison Strategic Sector
MSP
$175K 0.02%
+15,198
New +$175K
POT
629
DELISTED
Potash Corp Of Saskatchewan
POT
$172K 0.02%
10,589
+29
+0.3% +$471
NPI
630
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$171K 0.02%
11,096
– –
GLDI icon
631
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$36.4M
$168K 0.02%
+778
New +$168K
JRO
632
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$168K 0.02%
16,406
+1,774
+12% +$18.2K
FCX icon
633
Freeport-McMoran
FCX
$66.5B
$162K 0.02%
14,507
-3,025
-17% -$33.8K
ACSF
634
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$159K 0.02%
+15,519
New +$159K
FHY
635
DELISTED
First Trust Strategic High
FHY
$158K 0.02%
13,237
-1,322
-9% -$15.8K
ALDW
636
DELISTED
Alon USA Partners, LP
ALDW
$157K 0.02%
15,587
+1,925
+14% +$19.4K
EFR
637
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
$155K 0.02%
11,872
+109
+0.9% +$1.42K
SDOW icon
638
ProShares UltraPro Short Dow 30
SDOW
$176M
$153K 0.02%
41
– –
EZPW icon
639
Ezcorp Inc
EZPW
$1.02B
$150K 0.02%
19,845
+5,200
+36% +$39.3K
KYE
640
DELISTED
Kayne Anderson Energy
KYE
$149K 0.02%
+13,669
New +$149K
SBI
641
Western Asset Intermediate Muni Fund
SBI
$109M
$147K 0.02%
13,877
+112
+0.8% +$1.19K
HPQ icon
642
HP
HPQ
$27.4B
$144K 0.02%
11,448
+90
+0.8% +$1.13K
AUY
643
DELISTED
Yamana Gold, Inc.
AUY
$139K 0.02%
26,669
-790
-3% -$4.12K
WEN icon
644
Wendy's
WEN
$1.97B
$137K 0.02%
14,265
-1,701
-11% -$16.3K
RAD
645
DELISTED
Rite Aid Corporation
RAD
$137K 0.02%
913
-290
-24% -$43.5K
AMID
646
DELISTED
American Midstream Partners, LP
AMID
$137K 0.02%
+11,601
New +$137K
NRF
647
DELISTED
NorthStar Realty Finance Corp.
NRF
$137K 0.02%
11,966
+1,427
+14% +$16.3K
RIG icon
648
Transocean
RIG
$2.9B
$135K 0.02%
11,352
-2,281
-17% -$27.1K
WLL
649
DELISTED
Whiting Petroleum Corporation
WLL
$130K 0.02%
47
+12
+34% +$33.2K
BKT icon
650
BlackRock Income Trust
BKT
$286M
$128K 0.02%
6,453
-1,650
-20% -$32.7K
24 25
26
27 28