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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVRR
626
DELISTED
CVR Refining, LP
CVRR
$165K 0.02%
13,642
-23,447
-63% -$332K
MMU
627
Western Asset Managed Municipals Fund
MMU
$549M
$164K 0.02%
+11,000
New +$161K
MYI icon
628
BlackRock MuniYield Quality Fund III
MYI
$709M
$164K 0.02%
+10,846
New +$161K
NPI
629
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$162K 0.02%
11,096
– –
BKT icon
630
BlackRock Income Trust
BKT
$332M
$161K 0.02%
+8,103
New +$158K
CEF icon
631
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$159K 0.02%
13,270
+893
+7% +$10.2K
HDGE icon
632
AdvisorShares Ranger Equity Bear ETF
HDGE
$63.2M
$154K 0.02%
+1,443
New +$168K
EFR
633
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$151K 0.02%
11,763
-674
-5% -$8.12K
GPT
634
DELISTED
Gramercy Property Trust
GPT
$150K 0.02%
5,933
-12,157
-67% -$273K
BB icon
635
BlackBerry
BB
$5.01B
$148K 0.02%
18,307
-4
-0% -$30
RMBS icon
636
Rambus
RMBS
$10.4B
$147K 0.02%
+10,710
New +$133K
JRO
637
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$145K 0.02%
14,632
-3,924
-21% -$36.7K
DNP icon
638
DNP Select Income Fund
DNP
$4.18B
$143K 0.02%
14,335
-7,131
-33% -$67.8K
SBI
639
Western Asset Intermediate Muni Fund
SBI
$109M
$143K 0.02%
+13,765
New +$143K
HPQ icon
640
HP
HPQ
$23.5B
$140K 0.02%
11,358
-10,728
-49% -$115K
JFR icon
641
Nuveen Floating Rate Income Fund
JFR
$1.23B
$138K 0.02%
13,705
+113
+0.8% +$1.09K
NRF
642
DELISTED
NorthStar Realty Finance Corp.
NRF
$138K 0.02%
+10,539
New +$129K
CEQP
643
DELISTED
Crestwood Equity Partners LP
CEQP
$136K 0.02%
+11,657
New +$134K
MRO
644
DELISTED
Marathon Oil Corporation
MRO
$133K 0.02%
+11,966
New +$112K
ET icon
645
Energy Transfer Partners
ET
$70.1B
$131K 0.02%
+18,441
New +$145K
SDR
646
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$129K 0.02%
+75,200
New +$129K
EWJ icon
647
iShares MSCI Japan ETF
EWJ
$21.7B
$127K 0.02%
2,792
-325
-10% -$14.6K
WPG
648
DELISTED
Washington Prime Group Inc.
WPG
$127K 0.02%
1,488
+370
+33% +$30.1K
RIG icon
649
Transocean
RIG
$5.92B
$125K 0.02%
13,633
+3,116
+30% +$31K
FCRD
650
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$124K 0.02%
+11,466
New +$113K
24 25
26
27 28

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.