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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCPB icon
601
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
$719K 0.02%
15,280
-60
-0.4% -$2.79K
SCHE icon
602
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$712K 0.02%
25,827
+472
+2% +$12.9K
JMST icon
603
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$709K 0.02%
13,943
+1,034
+8% +$52.5K
SHEL icon
604
Shell
SHEL
$239B
$703K 0.02%
9,589
-477
-5% -$32.1K
XCEM icon
605
Columbia EM Core ex-China ETF
XCEM
$1.91B
$699K 0.02%
23,668
+3,411
+17% +$102K
EFA icon
606
iShares MSCI EAFE ETF
EFA
$76.8B
$698K 0.02%
8,540
+822
+11% +$66.3K
FTNT icon
607
Fortinet
FTNT
$112B
$696K 0.02%
7,228
+133
+2% +$13.5K
BJUL icon
608
Innovator US Equity Buffer ETF July
BJUL
$343M
$695K 0.02%
16,091
-2,710
-14% -$121K
TOST icon
609
Toast
TOST
$17.9B
$694K 0.02%
+20,912
New +$783K
IBHI icon
610
iShares iBonds 2029 Term High Yield and Income ETF
IBHI
$496M
$693K 0.02%
29,829
+3,548
+14% +$83.5K
ARKK icon
611
ARK Innovation ETF
ARKK
$5.74B
$692K 0.02%
14,550
-670
-4% -$38.4K
AEM icon
612
Agnico Eagle Mines
AEM
$73B
$692K 0.02%
+6,382
New +$610K
FRPT icon
613
Freshpet
FRPT
$2.92B
$690K 0.02%
8,299
+2,923
+54% +$358K
SILA
614
DELISTED
Sila Realty Trust
SILA
$690K 0.02%
25,818
-3,645
-12% -$90.9K
FICS icon
615
First Trust International Developed Capital Strength ETF
FICS
$215M
$689K 0.02%
18,813
-169
-0.9% -$6.08K
BOND icon
616
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$681K 0.02%
7,369
-2
-0% -$183
LIN icon
617
Linde
LIN
$234B
$680K 0.02%
1,461
-34
-2% -$15.3K
FTC icon
618
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$680K 0.02%
5,177
+933
+22% +$131K
PNR icon
619
Pentair
PNR
$10.2B
$680K 0.02%
7,774
+722
+10% +$68.8K
OHI icon
620
Omega Healthcare
OHI
$15.3B
$680K 0.02%
17,844
+1,414
+9% +$52.6K
POOL icon
621
Pool Corp
POOL
$6.73B
$677K 0.02%
2,127
+107
+5% +$36.3K
FTSL icon
622
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$675K 0.02%
14,792
-736
-5% -$33.9K
CI icon
623
Cigna
CI
$77B
$671K 0.02%
2,039
+48
+2% +$14.5K
IXN icon
624
iShares Global Tech ETF
IXN
$8.27B
$668K 0.02%
8,815
+229
+3% +$19K
BSX icon
625
Boston Scientific
BSX
$67.6B
$666K 0.02%
6,605
-873
-12% -$87.9K
23 24
25
26 27

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.