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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Owens Corning
OC
$11.5B
| $320K | 0.03% |
2,159
-1,433
| -40% | -$190K |
|
602
Prospect Capital
PSEC
$1.06B
| $319K | 0.03% |
53,245
-39,594
| -43% | -$228K |
|
603
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
| $318K | 0.02% |
6,518
-2,199
| -25% | -$98K |
|
604
Prologis
PLD
$138B
| $317K | 0.02% |
2,381
-4,959
| -68% | -$563K |
|
605
NNN REIT
NNN
$9.39B
| $316K | 0.02% |
7,326
-7,951
| -52% | -$308K |
|
606
abrdn Physical Gold Shares ETF
SGOL
$6.92B
| $314K | 0.02% |
15,930
-73,623
| -82% | -$1.39M |
|
607
Roblox
RBLX
$34B
| $314K | 0.02% |
6,860
-1,867
| -21% | -$69K |
|
608
Truist Financial
TFC
$63.2B
| $313K | 0.02% |
8,477
-3,184
| -27% | -$100K |
|
609
Elevance Health
ELV
$81.9B
| $311K | 0.02% |
659
-461
| -41% | -$213K |
|
|
VPU
610
Vanguard Utilities ETF
VPU
$8.83B
| $308K | 0.02% |
2,250
-3,796
| -63% | -$501K |
|
611
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
| $307K | 0.02% |
4,824
-8,140
| -63% | -$485K |
|
|
DSL
612
DoubleLine Income Solutions Fund
DSL
$1.21B
| $307K | 0.02% |
25,088
-5,740
| -19% | -$66K |
|
613
First Trust Municipal High Income ETF
FMHI
$980M
| $306K | 0.02% |
6,418
-4,615
| -42% | -$211K |
|
|
B
614
Barrick Mining
B
$62.2B
| $305K | 0.02% |
16,882
-6,379
| -27% | -$105K |
|
|
SNV
615
DELISTED
Synovus
SNV
| $305K | 0.02% |
8,111
-1,809
| -18% | -$55.3K |
|
616
Clean Harbors
CLH
$16.1B
| $303K | 0.02% |
1,736
-249
| -13% | -$40.9K |
|
|
MASI
617
DELISTED
Masimo
MASI
| $301K | 0.02% |
2,569
-336
| -12% | -$31.3K |
|
618
Halliburton
HAL
$27.9B
| $300K | 0.02% |
8,302
-5,325
| -39% | -$205K |
|
|
VRN
619
DELISTED
Veren
VRN
| $298K | 0.02% |
43,000
-41,200
| -49% | -$304K |
|
620
Albemarle
ALB
$13.5B
| $297K | 0.02% |
2,059
-4,069
| -66% | -$559K |
|
621
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $297K | 0.02% |
5,293
-35,575
| -87% | -$1.89M |
|
622
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
| $297K | 0.02% |
9,222
-14,420
| -61% | -$419K |
|
623
Innovator US Equity Buffer ETF April
BAPR
$403M
| $296K | 0.02% |
7,741
-5,130
| -40% | -$186K |
|
|
HES
624
DELISTED
Hess
HES
| $295K | 0.02% |
+2,048
| New | +$300K |
|
625
Intensity Therapeutics
INTS
$12M
| $295K | 0.02% |
1,378
-548
| -28% | -$57.7K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.