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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRT icon
601
Federal Realty Investment Trust
FRT
$11B
$863K 0.03%
7,315
+291
+4% +$34.5K
PSEC icon
602
Prospect Capital
PSEC
$1.12B
$863K 0.03%
112,088
+668
+0.6% +$5.38K
PSFF icon
603
Pacer Swan SOS Fund of Funds ETF
PSFF
$588M
$862K 0.03%
+39,201
New +$868K
TT icon
604
Trane Technologies
TT
$106B
$862K 0.03%
4,990
-331
-6% -$63.7K
NVTA
605
DELISTED
Invitae Corporation
NVTA
$854K 0.03%
30,028
-943
-3% -$27.6K
SUSB icon
606
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$846K 0.03%
32,572
+8,530
+35% +$222K
ATVI
607
DELISTED
Activision Blizzard
ATVI
$841K 0.03%
10,864
+1,886
+21% +$158K
VTWV icon
608
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$839K 0.03%
5,969
+14
+0.2% +$1.97K
SMDV icon
609
ProShares Russell 2000 Dividend Growers ETF
SMDV
$702M
$838K 0.03%
13,589
+765
+6% +$48K
ALB icon
610
Albemarle
ALB
$13.5B
$835K 0.03%
3,814
-63
-2% -$13.5K
DEO icon
611
Diageo
DEO
$47.4B
$833K 0.03%
4,315
-11
-0.3% -$2.13K
FXH icon
612
First Trust Health Care AlphaDEX Fund
FXH
$1.03B
$833K 0.03%
6,999
+654
+10% +$80K
ZBRA icon
613
Zebra Technologies
ZBRA
$12.6B
$832K 0.03%
1,614
-354
-18% -$197K
FDG icon
614
American Century Focused Dynamic Growth ETF
FDG
$382M
$830K 0.03%
10,126
-2,740
-21% -$229K
PSEP icon
615
Innovator US Equity Power Buffer ETF September
PSEP
$843M
$829K 0.02%
+28,543
New +$843K
PSX icon
616
Phillips 66
PSX
$82.3B
$827K 0.02%
11,812
-1,202
-9% -$87K
UTRN
617
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$825K 0.02%
24,005
+1,000
+4% +$35.2K
FUBO icon
618
FuboTV Inc
FUBO
$252M
$824K 0.02%
2,867
+377
+15% +$123K
GLBE icon
619
Global E Online
GLBE
$6.33B
$817K 0.02%
11,375
+175
+2% +$11.8K
IMCG icon
620
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$813K 0.02%
11,801
-77
-0.6% -$5.44K
NI icon
621
NiSource
NI
$22.3B
$809K 0.02%
33,401
+19,306
+137% +$481K
CVLT icon
622
Commault Systems
CVLT
$6.11B
$806K 0.02%
10,704
– –
HR icon
623
Healthcare Realty
HR
$7.5B
$804K 0.02%
27,105
+9,048
+50% +$264K
LEN icon
624
Lennar Class A
LEN
$20.8B
$802K 0.02%
8,839
-470
-5% -$46.5K
ILCG icon
625
iShares Morningstar Growth ETF
ILCG
$3.06B
$799K 0.02%
12,187
+1,298
+12% +$87.6K
23 24
25
26 27

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VPC
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.